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Notes
BEAUJARD, 2009, p.85.
Biedermann, 2006, p.65-80. Hindered by rough seas, a scarce and poor population, the island of Soqotra, conquered by Albuquerque in 1507, was abandoned in 1511; it could not play any outpost role for the Portuguese in the Western Indian Ocean.
Aubin,1971, p.112-113, according to the testimonies of Brás de Albuquerque and Gaspar Correia. Early trade connections with India and China (8th century) have been highlighted by several authors. Regarding Chinese ceramics, see Rougeulle, 1991, p.5-46; Pirazzoli-t’Serstevens, 2004, p. 26-38; Zhao, 2015, p. 159-172; Staples, 2017, p. 87-88.
An overview of its maritime past in the contributions directed by Al-Salimi, 2016 and 2017.
Quoted by Staples, 2017, p. 106.
Kirchner, 1946, p. 46-54.
The factor oversaw transactions in the factory (feitoria), the official Portuguese trading station established overseas.
See Duarte Barbosa in Sousa, 1996, p.127, and additionally, Aubin, 1973, p.114-116. However, Tomé Pires, in his Suma Oriental (1515) the most important early modern European account on Asian trade, does not mention Muscat, an intriguing omission since he used Duarte Barbosa’s account.
See Castanheda, 1979, I, Liv. II, chap. LV, p.330. It is worth noting that Barbosa developed his commentaries on Quriyât and Qalhât more than on Muscat: see Sousa, 1996, p. 128-130.
The horseshoe configuration is patent in the 16th and 17th centuries Portuguese iconography. The islet is visible as being separated from the cliffs that surrounded the harbour in António Bocarro’s Livro das Plantas de todas as Fortalezas Cidades, e Povoações do Estado da Índia Oriental, portrayed by Pedro Barreto de Resende (1635) (Biblioteca Pública de Évora, Portugal, Ms. CXV/2-1, and National Library of France. The French ms. is a 1636 copy). See also Carneiro, 1990, n°5. For more details on the islet representation in Portuguese cartography, see Couto, 2011, p. 129-130, n. 2.
See Bocarro, 1992, p.44. The notation of these values in fathoms is depicted in the Livro das Plantas das Cidades e Povoações do Estado da India Oriental (…), manuscript of the Library of Paço Ducal de Vila Viçosa, Portugal (Cod.1471) edited by Luís Silveira. The Portuguese maritime fathom corresponded to eight feet (1,76 m). The current one corresponds to two yards (i.e. 1,83 m).
Estimation by Aubin, 1973, p.115; Wink, 2004, p.194.
Aubin, 1973, p.115, quoting Brás de Albuquerque, Afonso de Albuquerque’s son, author of a chronicle on his father’s exploits.
See Castanheda, 1979, I, Liv. II, chap. LV, p. 330: “casas altas de pedra e cal”.
Ibid., I, Liv.II, chap.LV, p. 334. Aubin, 1973, p.115, n. 236 and p. 90, n. 57. However, the most likely is that the vault was supported by carven wooden pillars (see Muscat Gate Museum, 2001, p. 36).
Castanheda, 1979, I, Liv. II, chap. LV, p. 334.
Morgan Library & Museum, New York, Ms. M 525, edited in facsimile by Soeiro, 1992.
The white mosque was drawn without minaret (in Ibâdî style?). See the location of present mosque of Al-Khor, behind Al-Mirani fort.
Muscat Gate Museum, 2001, p.17. Michele Membré noticed a small creek in Muscat as well as plantations of sugarcane on its riverside banks: Membre, 1993, p.52, n. 3. See also Couto, 2011, p. 134, n.27. The traditional qanât (Falaj, pl. Aflâj) were part of the irrigation system: Muscat Gate Museum, p. 20-23; Wilkinson, 1983, p. 177-194.
This watchtower/bulwark may correspond to the small Portuguese-built fort of Qal‘at al Rawiya. See Muscat Gate Museum, 2001, p. 16. This type of defence was also used in Bahrain, see Couto, 2018b, p. 34. On Aden fortifications see also Margariti, 2007, passim and Norris and Penhey, 1955, p. 11-20.
Castanheda, 1979, I, Liv.II, chap.LV, p.330. Castanheda’s description of this wooden fence is unclear. Apparently, the fence was made of wood pieces and stranded boats filled with earth: Couto, 2011, p. 132, n. 12; Aubin, 1973, p.119. However, a more recent reading of the text would indicate that the ships (naos) were more likely to be dismantled to build the fence without being filled with earth.
See Mathee, 1996, p.396-405.
Al-Busaidi, 2000, p. 140, specifies that Albuquerque found there “a set of turrets and wood dust (clay?) that extended from one dune to another on the coast in front of the city”.
See Castanheda, 1979, I, Liv.II, chap.LV, p.330; Quriyât also had a wooden fence to protect its main mosque ibid., Liv.II, chap. LIIII, p.328); Couto, 2011, p. 132. D. Manuel mentions the “strong walls” of Muscat in his letter of 30 January 1509 (see Arquivo da Câmara Municipal de Elvas, Livro 2 das Proprias, fol.38-41, edited by Aubin, 1971, p.146). There would also be some watchtowers, as reported by Castanheda and Brás de Albuquerque (Aubin, 1973, p.121, n. 278). The wood fence was also burnt by Albuquerque in 1507.
Several examples of these dynamics between the 13th and the 16th centuries in Staples, 2017, p. 100-108.
Aubin, 1973, p.112.
Ibid. p.113 and n. 215: Qalhât yielded 11,000 ashrafî and Muscat 4,000, although Muscat generated 5,000 ashrafî according to the chronicler Gaspar Correia. Also consider the expenditure of Hormuz (Revenus du Royaume d’Ormuz et dépenses du roi en 1515 [?]) published by Aubin, 1973, p.233. Suhar would bring 1,500 ashrafî, Khorfakkân the same amount, and Daba 500.
See illustration in Shomali, 2014, vol. II, annex VIII and XII (detail of the Music Room in the Ali Qapu palace, Ispahan, and in the Chini Khaneh, Ardabil). Portuguese testimony in Loureiro, 2015, p. 10, quoting the Augustinian friar Agostinho de Azevedo, who lived in Hormuz between 1580 and 1600: Muslims in Hormuz had “niches on the walls of their residences, similar to windows”, where they displayed their most valuable porcelains. They also stamped them into the walls.
Albuquerque, 1989, p. 160.
Wink, 2004, p. 194; Aubin, 1973, p. 117.
On coffee, “a seed used once cooked” (hua semente de que se usa ha pouco em cozimentos) see Bocarro,1992, p. 52.
Oman produced about forty types of dates. The quality ferd endured long trips: Wink, 2004, p.194. See also export of Muscat dates in AN/TT, Colecção S.Vicente, Liv.11, fol.28v°, published in PSO, 2015, II, p.89.
An area of salt extraction was compared by Brás de Albuquerque to Lisbon’s Rossio, i.e. its central square. Regarding fishing and salt fish, see also Duarte Barbosa in Sousa, 1996, p.130: “E lugar de trato de mercadorias e de muito grande pescaria: aqui se pescam muito grandes pescados que salgam para se levar por mercadoria a outras partes”. It seems the Râs al-Hadd waters were especially rich in tuna fish.
Membre, 1993, p. 52-53. Membré was travelling in a ship transporting 90 horses.
Aubin, 1973, p. 119.
See the testimony of Bocarro, 1992, p.51-52. The camel hay (cambolyns) was praised both by Muslim and Portuguese. Mention of exports from Muscat to Cambay in AN/TT, Colecção S.Vicente, Liv.11, fol.28v°, published in PSO, 2015, II, p. 89.
Couto, 1990, p. 148, n. 13.
Bouchon,1987, p. 43; Gommans, 2018, passim; Couto, 2011, p. 135.
See the list of goods sold in Cambay mentioning some products of Muscat and Quriyât, AN/TT, Colecção S.Vicente, Liv.11, fol.28v°, published in PSO, 2015, II, p.89 ; Couto, 2011, p. 135, n. 31. The cymbopogon is also known as camel grass, camel’s hay or West Indian lemon grass. See a short description in PIRES, 1978, p.452.
The famous Venetian gold coin which remained in production from its introduction in CE 1248. It weighted 3,550 g. and was 997/1000 fine, virtually pure gold. See Membre, 1993, p. 88.
Aubin, 1973, p. 169; Loureiro, 2009, p. 137-146; Bouchon, 1973, p. 43; Aubin, 1973, p. 117-118 and 169; the Memória sobre a governança da Índia e rendas de Ormuz (before 11 June 1527), Arquivos Nacionais da Torre do Tombo (henceforth AN/TT), Corpo Cronologico (henceforth CC) (part) II, (bundle) 141, (document) 103, edited by Farinha, 1991, p. 93-96, indicates a yield from trade of horses in Hormuz of 80,000 golden pardaus (p. 95).
“Nau were large, typically three masted ships, square rigged (except on the mizzen) (….) with keels only twice as long as the ship’s beam (…). The lower hull was road and round with high fore and stern castles. Their primary function was the carriage of large volumes of cargo”: see Hazlett, 2008, p. 67. As these ships should not be confused with galleons or carracks, the spelling nau is used throughout this article.
AN/TT, Nucleo Antigo n°609 and AN/TT, CCII, 87,31, edited by Farinha, 1991, p. 46-55, and p. 54 in particular (shipping of seventy-one horses). Also refer to Vosoughi, 2009, p. 97, quoting Tomé Pires.
Aubin, 1973, p. 118; see also Couto (POTACHE) 1990, p. 148, n. 13.
Leitão and Lopes, 1990, p. 124. Although less resistant than linen, the ropes made of cairo were lighter. The Maldives archipelago supplied the Indian ports of trade of Malabar and Gujarat: Bouchon, 1973, p. 45.
Piacentini, 2008, p. 10. The same rule was applied to Bahrain in the 16th century: Couto, 2018b, p.
33; Risso, 2016, p. 4-5.
It seems they were granted permission by the governor of Lâr in the mid-16th century. See Floor, 2008, p. 89-105 (Nikhelus) and p. 91, n. 5 (nautaques). Floor, 2006, p. 241. Striking descriptions of the nautaques attacks off the Omani coast are provided by 16th century Jesuit correspondences. See the letter of Fr. Aleixo Madeira to Fr. Luís Gonçalves [Hormuz, 24 September 1553], edited by Rego, 1993, V, p. 323 (letter n°63), and the Letter of the Jesuit Goa College to the priests and brothers in Portugal (Carta Geral do Colégio de Goa aos Padres e Irmãos de Portugal [Goa, 1 December 1552]), ibid., p. 237-238 (letter n°49).
Aubin, 1973, p.143.
Ibid., p.115, n. 231, quoting the account of Brás de Albuquerque.
Ibid., p.114-115.
It is not clear if Bocarro, in his description of large amounts of “asucres cane” (very white sugar-cane), either in powder or in “very good stone” (pedra de estremada bondade) refers to imported Indian sugar or to the Omani production: Bocarro,1992, p.52.
Indian rice imports were already reported by Marco Polo: see Aubin, 1973, p. 119.
See Staples, 2017, p.102; on the medieval political transitions see Vosoughi, 2009, p. 92-93.
On the civil war of 1436 and the struggles of 1471-1475, see Aubin, 1973, p. 129-138.
Couto, 2010, p. 46-47. There were some exceptions: in Muscat, white Indian fabrics, caps and belts described as “Kamarband” (camarabandos), paid 11%, as well as Cambay indigo, the spices (pepper and nutmeg), tin and Indian sugar. The other goods paid 7.5 %. In Hormuz, Malacca clothing paid 16.5 % and the Indian fabrics 10% while the Persian silk paid 5%. Only Indian raw cotton, necessary to the activity of weaving ateliers of Hormuz paid 5%. See also Aubin, 1973, p.172, and Couto, 2010, p. 46-47. Staples, 2017, p. 104, gives 10% and 5% for goods from hinterland areas.
See Staples, 2017, p. 86.
On Bandar-e Kong see Floor, 2006, p. 429-476. On its highest level, the factory was administrated by the Portuguese superintendent of the exchequer (vedor da fazenda) of the Portuguese colony.
Bocarro, 1994, p.62.
On aljofar/aljofre see Powers, 2012, p. 81. The Portuguese word aljofar could be a phonetic transcription of the term al-Julfari current in Hormuz to describe seeds of very small pearls.
Bocarro, 1994, p. 62.
On these officials see Piacentini, 2008, p. 6-7.
Castanheda,1979, Liv. II, cap. LV, p. 330. Regarding the plunder of Muscat see also Al-Busaidi, 2000, p. 30-32; Figueroa, 1999, p. 84 and n. 139 and 140.
Piacentini, 2008, p. 10.
On the political process leading to the conquest of Oman by Hormuz, see Al-Busaidi, 2000, p. 19-20; Vosoughi, 2009, p. 92-93 [referring to the Omani conquests of the Hormuzi ruler Rukn ad-Dîn Mahmud Qalhatî (1249-1286) in 1261].
According to Al-Busaidi, 2000, p. 20-21, the Banû Jabr belonged to the Banû ‘Aqil clan, descendants from Amir bin Sassaa, one of the fractions of the Quraîsh tribes (ibid., p. 20, n. 4); see also Aba-Husain, 1983, p. 78-100. On the political situation and the conflict between the Nahbanites of Bahlâ and the Ibadi Imams, see also Al-Busaidi, 2000, p. 20-22; Aubin, 1973, p.122-123; Wilkinson, 2010, passim.
On the fort of “Etem” (Yiti? between Quriyât and Muscat, and those of “Roçaque” (Râs al-Hadd ?) and “Nael” see Barbosa, 1996, p. 129.
Piacentini, 2008, p. 6; Power, 2017, p. 220.
See the useful table of the Hormuz royal dynasties (14th to 16th centuries) in Aubin, 1973, p. 130; on his reforms see Piacentini, 2008, p. 8-10; Vosoughi, 2009, passim.
On Suleymân b. Suleymân see Aubin, 1973, p. 124-125; Al-Salimi, 2000, p. 21; Piacentini, 2008, p. 6; on the Nabhanids see also Staples, 2017, p. 97.
See Barbosa in Sousa, 1996, p.131.
As recorded by Staples, 2017, p.104, the Hormuz dynasty was “reportedly originally from Qalhât”, hence the privileged relation between the two cities. On these ties see also Aubin, 1953, p. 103-104.
Couto, 2011, p. 139-140; Al-Busaidi, 2000, p.58,
Veiga was factor in Qalhât, where most Portuguese were killed in the 1521 upsurge. He managed to flee to Muscat with thirty men: Couto, 2011, p. 138; Couto, 2005, p. 145; Al-Busaidi, 2000, p. 37. Castanheda, 1979, II, Liv. V, cap. LXXXIIII, p. 141.
João de Meira was reportedly the first Portuguese to travel to Basra. Regarding his journeys, see Smith, 1971 and AN/TT, CCI, 27,97, [25 January 1522], also published by Smith, 1971, p. 26-27; Couto, 2005, p. 138, n. 50.
In February 1516, the fleet of D.Aleixo de Meneses, captain-major of the sea (Capitão-mor do Mar), nephew of the governor of Estado da Índia Lopo Soares de Albergaria, made already a stopover in Muscat (Aubin, 2000, II, p. 406).
The foists were small single-masted ships provided both with sails and oars.
See the minute of D.João III’ s letter to the governor of India (D.Henrique de Meneses) “to lie in wait for them [the Muslim ships] and to capture them and do as much damage as it can because this is in the best interest [of my service]”, AN/TT, Nucleo Antigo, n°875, fol.121v°, published in PSO, 2015, II, p. 87.
Initiated in 2006, this editorial project of the Sultanate of Oman is coordinated by Michael Jansen and Abdulrahman al-Salimi. It brings together the Center for Historical Studies of the New University in Lisbon and the Research Center of Indian Ocean, in Muscat. The collection encompasses two distinct series: the first one contains the facsimiles of the originals of the selected sources, and the second a trilingual transcription of these documents (in Portuguese, English and Arabic). Published in 2015, the first 10 volumes contain 1015 documents (ranging from 1504 to1697). Six additional volumes were published in 2018, including sources dating from 1507 until 1783. The collection of documents continues in several archives, libraries, and public and private collections both in Portugal and abroad. Covering the period 1508-1912,1850 documents already flagged are awaiting publication in 2021. The published documents are quoted in this article under the abbreviation PSO.
On the conquest see Farinha, 1989, p. 445-472. A key document remains the letter of Pero de Alpoim, also edited in Farinha, 1991, p. 35-38 (AN/TT, Fragmentos, cx.4, 1,87 (118). The peculiar situation of Hormuz kingship at that moment has been strikingly summarized by Piacentini, 2008, p. 12: on Albuquerque’s arrival, the “royal family consisted of no more than infants and a number of blind members.”
Staples, 2017, p. 102. For an extensive study of the urban population and ruling class see Aubin, 1973, p. 138-145. On the Gujarati community, ibid., p. 151.
On tax extortion practiced in 1521 by the Portuguese in Hormuz and the control of customs, Couto, 2010, p. 52-53; Couto, 2005, p. 133-134.
On the political and economic situation in Hormuz leading to the uprising see Couto, 2005, p. 132-140.
Aubin, 1987, p.85.
On this merchant categories in the Indian Ocean see Couto, 2018a, p. 49-62; Couto, 2015, p. 22-25; Lambourn, 2011, p. 131-158; Lambourn, 2008, p. 55-97; Bouchon, 1987, p. 18-19, 46, 50-51; on the Rûmî/ Gujarati networks, see also Couto, 2015, p. 22-27.
Cunha, 2013, p. 241.
See the document AN/TT, CCII,141,103, [11 June 1527] where it is suggested to write to sheikh Râshid at Muscat, thanking him for the help provided to the nau S.Jorge (edited in PSO, 2015,II, p.135).
Couto, 2005, p. 146 and n. 111 with quittances and orders referring presents. See AN/TT CCII, 102, 43, CCII, 102, 47; CCII, 102, 48; CCII 102, 54; CC II, 102, 61, documents published in PSO, 2105, II, p.1-5, 9, 11. Doc. AN/TT, CCII 104, 128, with mention of a spear offered by Tristão Vaz da Veiga to sheikh Râshid is not edited in PSO. The Livro das Presas da Armada de D.Luís de Meneses, in Farinha, 1991, p. 60-61, also reports light indigenous boats (tarârîd) offered to sheikh Râshid. Dated from Goa, on 22 October 1523, the royal order to reward him (AN/TT, CCI, 30, 41) [Goa, 23 October 1523] has been published in PSO, 2015, II, p. 67.
Couto, 2005, p. 146 and n. 108 and 109. Around 13th of May, while the Portuguese fleet moored in Tîwî, Sheikh Râshid had already requested D. Luís military support, but the later did not let his men to disembark immediately. See Al-Busaidi, 2000, p.37-38, relying on Barros, 1945, Déc. III, Liv. VII, chap. V, p. 372-373.
AN/TT, Nucleo Antigo, n°592, edited by Farinha, 1991, p. 55-65.
Couto, 2005, p. 139, n. 72, and p. 146-147. Suhar was raided early May (11 May) or June.
See AN/TT CCII, 102, 19 (135) [Hormuz, 5 July 1522], in Farinha, 1991, p. 67-78 and CCII, 100,122 [Tîwî, 13 April 1522] (unpublished in PSO); AN/TT, CCII, 102, 49 (slaves captured off Masîra island) [14 July 1522], published in PSO, 2015, II, p. 7.
See quittance related to fish export from Muscat, AN/TT, CCII, 102, 112 (PSO, 2015, II, p. 13).
AN/TT, CCII, 103, 44 [15 August 1522] in PSO, 2015, II, p.25 (not published by Farinha). Some slaves also fled from the ships and escaped to Suhar (AN/TT, CCII, 106, 39) [Goa, 14 January 1523].
AN/TT, CCII, 103, 74 [Muscat, 23 August 1522], in PSO, 2015, II, p. 43: ten Arab slaves handed to the bailiff of the galleon S. Lourenço.
See the quittance of Sebastião Rodrigues, master of the galleon S.Dinis, seventeen pieces of fabric from Muscat, AN/TT, CCII, 104, 107 [Muscat, 21 October 1522] (PSO, 2015, II, p. 59) and order of D.Luís de Meneses to the king’s accountants to enter into the account of Jorge Pereira, factor of the fleet, sixty-one goats and eight cows delivered to João Teixeira, chief steward of the galleon S.Dinis at Muscat : AN/TT, CCII, 119, 108 [Cochin, 16 September 1524] (PSO, 2015, II, p. 77).
Memória sobre a governança da Índia e rendas de Ormuz, AN/TT, CCII, 141, 103, fol.2, published by Farinha, 1991, p. 94.
Couto, 2005, p. 146 and n. 110. See the Relação dos Escravos tomados em Muscate por Roque de Sousa, capitão da fusta Conceição e entregues a Brás Barroso, meirinho da Nau S.Jorge AN/TT, CCII, 101,144, [17 June 1522], published by Farinha, 1991, p. 66-67, and the “Ordem de D.Luís de Meneses a Jorge Pereira, Feitor da Armada, para serem entregues ao Xeque de Mascate os sete mouros que tinham sido tomados por Manuel de Sousa junto ao Cabo Roçalgate”, AN/TT, CCII, 100, 138 [Muscat, 22 April 1522], ibid., p. 66.
Couto, 2011, p. 139.
AN/TT, CC II, 106, 68, in PSO, 2015, II, p. 63 (order from D.Luís de Meneses to the accountants of the King of Portugal to enter into the account of Jorge Pereira, factor of the fleet, forty-eight pardaus, a sum to be paid for twelve cubits of grain, bought to be given to the sheikh of Muscat for his services to the Crown during the uprising in Hormuz) [Goa, 21 January 1523].
Couto, 2005, p. 149-150, n. 129; Al-Busaidi, 2000, p. 39, n. 1 and 2 (relying on Portuguese sources (Castanheda, 1979, II, Liv. VII, chap. IV, p. 379). Qalhât seems to have been the first focus, followed by Muscat.
Al-Busaidi, 2000, p. 39.
Memória da governança da Índia e rendas de Ormuz, already mentioned, published by Farinha, 1991, p. 93-94.
Couto, 2005, p. 150. See the transcription of Diogo de Melo’s statement against Ra’îs Sharafuddîn Fâlî AN/TT, CCI, 32, 28 (98), [Hormuz, 12 September 1525] in Couto, 2005, p. 159-160.
Couto, 2005, p. 151, and n. 135.
Document published in Couto, 2005, p. 157-158 (AN/TT, CCI, 41, 3) [Lisbon, 18 August 1528]. On the events see ibid., p. 151-152. He was subsequently deported to Portugal where he lived 15 years.
Cunha, 2013, p. 247.
See both letters of Pero Fernandes to king D. João III in AN/TT, CCI, 63, 22 and CCI, 66,14 [Goa, 20 October 1538 and 31 October 1539 respectively].
See Couto, 2005, p. 151-157. Seized by the Portuguese, the correspondence of the viziers and of the king of Hormuz regarding the local affairs (decades of 1530s and 1540s) will be published shortly by us.
Cunha, 2013, p. 241.
For a detailed approach of the palace intrigues see Couto, 2005, p. 132-157. The Portuguese were very aware of family and clans’ ties: see the letter of the Governor dealing with Râs Musandam and Qalhât affairs (AN/TT, Gavetas, XX, 13, 97), [Hormuz, 27 July 1525] in PSO, 2015, II, p. 91.
Regarding the help provided in the conquest of Suhar, see AN/TT, CCII, 117, 23 [Cochin, 16 July 1524]: “Order from D.Luís de Meneses to the accountants of the king of Portugal to enter into the account of Jorge Pereira, factor of his fleet, a certain amount of Hormuz silk, bought from the sheikh of Muscat for seventy-one pardaus, and gifted some rulers of the hinterland of Muscat for services to the Portuguese”, in PSO, 2015, II, p. 75.
Afonso de Albuquerque set a factory in Diu in 1513, and the Portuguese attempted four expeditions to build a fortress in 1519. The treaty of 23 December 1534 led to the concession of the fortress in 1534 (Couto, 1995, p. 120-122); Teixeira, 2010, passim. On the importance of Diu, see Alpers, 2019 (introduction).
See the geopolitical analysis addressed by sheikh Râshid Muscatî to D.João III, in Aubin, 1973, p. 171 (AN/TT, Cartas Orientais, n°82). In 1553, the Jesuit Aleixo Madeira, (travelling from Goa to Hormuz) reports that in Muscat moored “thirty or forty sails of merchants (chatins) of India”: Fr. Aleixo Madeira to Fr. Luís Gonçalves [Ormuz, 24 October 1553], in REGO, 1993, V, p. 324.
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