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Kapstein Matthew T. (ed.), Tibetan Manuscripts and Early Printed Books, vol. 1, Elements, vol. 2, Elaborations

Ithaca/London, Cornell University Press, 2024; vol. 1: 368 pages, ISBN 978-1-5017-1621-8; vol. 2: 288 pages, ISBN 978-1-5017-7125-5
Alla Sizova
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Kapstein Matthew T. (ed.), Tibetan Manuscripts and Early Printed Books, vol. 1, Elements, vol. 2, Elaborations, Ithaca/London, Cornell University Press, 2024

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Crédits : Cornell University Press

1The study of books as material objects is a relatively young applied historical discipline that developed primarily through work with Greek, Latin, and Hebrew materials. In a narrow sense, this discipline is called codicology (from Latin codex): this term was first proposed by Alphonse Dain in his 1949 monograph Les manuscrits to distinguish this discipline, whose object is “des manuscrits eux-mêmes, et non celle de leur écriture” (Dain 1975, p. 76), from palaeography. Thus, codicology deals with formats, writing materials, writing implements, and all other material aspects involved in creating a book as an object. Codicology, due to the specific characteristics of the book cultures that served as its source material when it was emerging, is primarily associated with codex formats, although its scope has long since broadened significantly. It now covers other book formats and their production methods, as well as book culture more broadly. This expanded scope includes palaeography itself – the very discipline from which codicology needed to be distinguished in its formative stage, as well as scriptorium practices, marginalia, various aspects of book usage, and so on. Codicology expanded beyond its initial focus on manuscripts to encompass the study of early printed books: the distinctive characteristics of their production and dissemination, along with their sustained coexistence and close interaction with manuscripts, substantiate their inclusion within the ambit of codicological research. Through the analysis of physical objects, codicology offers a unique perspective on how culture functions within a society, including interactions with and influences from other people. While Western manuscripts have been thoroughly studied with established conventions and terminology, much work remains to be done regarding Asian traditions. Therefore, the publication of the two-volume Tibetan Manuscripts and Early Printed Books represents a milestone not only for Tibetan studies but also for codicology as a whole.

2A decade ago, Matthew T. Kapstein spearheaded a major enterprise to create the book under review. The project culminated in a collective publication that should be in the library of anyone who works with Tibetan sources and engages with Tibetan book culture. The authors bear great responsibility, as their work will shape this field for many years to come. The first volume (Elements) covers fundamental aspects of codicology like formats, materials, text layout, and colophons, while the second (Elaborations) shifts focus to specialised topics including major manuscript collections (Kanjurs), official documents, medicine and divination texts, Tibetan books in China and Mongolia, and detailed case studies of specific manuscripts. Professor Kapstein, in addition to his editorial responsibilities, made contributions to both volumes, authoring or co-authoring several chapters. The oeuvre has been well received, and the first volume was the recipient of the 2024 Toshihide Numata Book Award in Buddhism. The purpose of this review is not to augment the (undoubtedly merited) acclaim, but rather to encourage reflection on the conception and process of realisation of such a comprehensive work, its intended audience, its scope and limitations.

  • 1 Example of such a concertina book: Uspensky 2011, p. 244; Zorin et al. 2020, pp. 327-330.

3Any work attempting to describe something as comprehensive and potentially open-ended as Tibetan traditional book culture is destined to be incomplete, since even the most knowledgeable researchers cannot be familiar with all the manuscripts and books within such a vast field. Therefore, it is only natural that each researcher would draw on their experience of working with Tibetan manuscripts and block prints. Conversely, each reader may identify different gaps in the presentation of the material from their own perspective. For instance, the section on concertina format books (vol. 1, pp. 67-69) omits any discussion of Tibetan language block prints produced in Beijing during the Ming and Qing eras1, while the section on scrolls (pp. 64-67) fails to mention a significant scroll from the Tangut period (Zorin 2015). Considerable attention is paid to the wooden covers that enclose many pothī format volumes, yet there is no mention of the dpe cha holder (shog ka li or phyag li). The chapter on Tibetan books in Mongolia (vol. 2, chapter 20) written by Vesna A. Wallace should have at least mentioned György Kara’s excellent work, whose significance for codicology, including Tibetan books (since Mongolian Buddhist book culture derives largely from Tibetan traditions), has not diminished over the years (Kara 2005). The embodiment of Tibetan book culture in the Mongolian context could have been presented more comprehensively by including, for example, the practice of writing Mongolian texts in Tibetan script (Otgonbaatar & Tsendina 2014) and Tibetan-language printing in Buryat datsans (Syrtypova et al. 2006). Unfortunately, the Tibetan translation of Smṛtyupasthāna-sūtra with illustrations of all Buddhist hells, created in the 19th century by Pandita Čebel Vangčug Dorji, was overlooked despite being an important monument of Mongolian printing and illustration (Bethlenfalvy & Sárközi 2010). Another limitation of the project is its predominant reliance on English-language scholarship, with only the occasional reference to literature from Tibetan studies in other languages. While chapter 8 touches on traditional cataloguing practices, the book provides very limited treatment of traditional catalogues and completely omits discussion of academic catalogues and surveys of Tibetan book repositories. A publication of this scope and significance might reasonably be expected to provide, if not an exhaustive inventory of all collections of Tibetan books worldwide, then at least a substantial overview of major collections, including brief histories of their formation, mentions of their most significant manuscripts, and guidance on the available resources to survey and access these materials. However, it must be acknowledged that addressing these and other gaps would substantially increase the volume of work and the production timeline, perhaps unreasonably so. The necessary compromises in scope were probably essential to completing such an ambitious project. Moreover, the book effectively highlights knowledge gaps that it is unable to fill, such as the lack of comprehensive palaeography research in Tibetology (vol. 1, p. 87), which will serve as valuable guidance for future studies.

4Another fundamental challenge of comprehensive works such as this is striking a balance between broad generalisations and specific examples: scholars must derive general principles from particular cases, ensuring that these principles remain connected to their source material. This methodological tension requires careful consideration of how to integrate case studies with theoretical frameworks in each instance. For example, chapter 6, “Manuscript illumination”, written by Amy Heller and Matthew Kapstein, uses illustrations of Prajñāpāramitā texts from various stages of the tradition’s development as a reference point. While this creates an interesting perspective, the focus is sometimes shifted to excessive detail regarding Prajñāpāramitā iconography. The authors also decided to dedicate this chapter solely to doctrinal texts in which illustrations serve religious and decorative functions. Utilitarian illustrations in medical and astrological texts, meanwhile, are described in other chapters of the book. While this approach has its advantages, it prevents readers from gaining a comprehensive overview of all possible functions of traditional book illustration.

5A more significant concern is the occasional lack of structure, which would better serve readers unfamiliar with particular topics, such as Tibetan punctuation. While the relevant section (vol. 1, 4.2) lists punctuation marks, the double dot used for syllable separation in early texts receives only a passing mention (vol. 1, p. 164, note 12). There is also some imprecision in combining punctuation with foliation (4.2), and abbreviations with numerals (4.3), into a single subsection, when each of these topics could have warranted its own separate treatment. On the other hand, it is extremely useful that each chapter can be read independently, with cross-references provided.

  • 2 To name a few examples: Schaeffer 2009; Chayet et al. 2010; Diemberger et al. 2014; Helman-Ważny 20 (...)

6Given that this book represents a huge step forward from fragmented knowledge towards understanding the whole, it’s particularly regrettable that the initial steps in this direction aren’t summarised anywhere. While section 0.2 “The modern study of the Tibetan book. A brief history” (vol. 1, pp. 5-20) partially fulfils this role with its excellent detailed overview of Tibetology’s development, neither it nor any other section provides a review of “books about books” – studies specifically devoted to Tibetan book culture (these can be found in the bibliography, but a brief overview would have been necessary)2.

7Turning to the question of the book’s intended audience and practical applications, it will likely prove an invaluable resource for those beginning to engage with Tibetan sources from various historical periods – particularly those who, having previously encountered only modern editions, are now venturing into the world of manuscripts and literary heritage. The book can also offer a solid foundation for those teaching courses related to Tibetan literature, codicology, or material culture. Additionally, scholars engaged in comparative studies of book cultures across civilisations will find ample material for cross-cultural analysis. However, readers should not approach this work as a comprehensive reference manual that enables to identify a manuscript’s place of production or to assign definitive dates – even at the level of centuries. In fact, such capabilities remain beyond the reach of the discipline, and further research is needed before a comprehensive methodology or a detailed chronology of Tibetan book production can be established. Rather than providing a manual for manuscript authentication, the book’s true value lies in its skilful introduction to the complexities and emerging methodologies of the still developing field of Tibetan codicology.

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Bibliographie

Almogi, O. (ed.) 2016 Tibetan Manuscript and Xylograph Traditions. The Written Word and its Media Within the Tibetan Culture Sphere (Hamburg, Department of Indian and Tibetan Studies, Universität Hamburg).

Bethlenfalvy, G. & A. Sárközi 2010 A Tibeto-Mongolian Picture-Book of Hell (Budapest, Institute of Ethnology, Hungarian Academy of Sciences).

Chayet, A., Scherrer-Schaub, C., Robin, F. & J.-L. Achard (eds) 2010 Éditions, éditions : l’écrit au Tibet. Évolution et devenir (Munich, Indus Verlag).

Clemente, M. (ed.) 2021 Traditional Paths, Innovative Approaches and Digital Challenges in the Study of Tibetan Manuscripts and Xylographs (Roma, Scienze e Lettere).

Dain, A. 1975 Les manuscrits, 3e édition (Paris, Société d’édition « Les Belles Lettres »).

De Baerdemaeker, J. 2020 Tibetan Typeforms. An Historical and Visual Analysis of Tibetan Typefaces (Amsterdam, De Buitenkant).

Diemberger, H., Elliott, M. & M. Clemente 2014 Buddha’s Word. The Life of Books in Tibet and Beyond (Cambridge, Museum of Archaeology/Anthropology University of Cambridge).

Diemberger, H., Ehrhard, F.-K. & P. Kornicki (eds) 2016 Tibetan Printing. Comparison, Continuities and Change (Leiden, Brill).

Dotson, B. & A. Helman-Ważny 2016 Codicology, Paleography, and Orthography of Early Tibetan Documents. Methods and a Case Study (Vienna, Arbeitskreis für Tibetische und Buddhistische Studien Universität Wien).

Helman-Ważny, A. 2014 The Archaeology of Tibetan Books (Leiden, Brill).

Kara, G. 2005 Books of the Mongolian Nomads. More Than Eight Centuries of Writing Mongolian (Bloomington, Indian University Bloomington, Research Institute for Inner Asian Studies).

Otgonbaatar, R. & A. Tsendina 2014 Mongol üseg bichgiin deezh. Tsagaan tolgoi, galig zereg dursgal (XVI zuuny etssees XX zuuny ehen üye) [Samples of the Mongolian script and writing. Documents containing alphabets, transcriptions, and other records (late 16th-early 20th century)] (Moscow, Nauka – Vostochnaia literatura).

Schaeffer, K. R. 2009 The Culture of the Book in Tibet (New York, Columbia University Press).

Syrtypova, S., Garmaeva, H. & A. Bazarov 2006 Buddiiskoe knigopechatanie Burjatii XIX — nachala XX v. [Buddhist block printing in Buryatia from the 18th to early 20th centuries] (Ulaanbaatar, Admon).

Uspensky, V. 2011 Tibetskii buddizm v Pekine [Tibetan Buddhism in Beijing] (St. Petersburg, NP-Print).

Zorin, A. 2015 Buddiiskie ritual’nye teksty: po tibetskoi rukopisi XIII v. [Buddhist ritual texts as represented in a Tibetan manuscript from the 13th century] (Moscow, Nauka–Vostochnaia literatura).

Zorin, A., Sabrukova, S. & A. Sizova 2020 Katalog sochinenii tibetskogo buddiiskogo kanona iz sobraniia IVR RAN, Vyp. 3, Otdel’nye sochineniia i sborniki (I) [The catalogue of texts of the Tibetan Buddhist Canon kept at the Institute of Oriental Manuscripts, RAS, vol. 3, Separate texts and collections (I)] (St. Petersburg, Peterburgskoe Vostokovedenie).

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Notes

1 Example of such a concertina book: Uspensky 2011, p. 244; Zorin et al. 2020, pp. 327-330.

2 To name a few examples: Schaeffer 2009; Chayet et al. 2010; Diemberger et al. 2014; Helman-Ważny 2014; Almogi 2016; Diemberger et al. 2016; Dotson & Helman-Ważny 2016; De Baerdemaeker 2020; Clemente 2021.

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Alla Sizova, « Kapstein Matthew T. (ed.), Tibetan Manuscripts and Early Printed Books, vol. 1, Elements, vol. 2, Elaborations », Études mongoles et sibériennes, centrasiatiques et tibétaines [En ligne], 56 | 2025, mis en ligne le 31 décembre 2025, consulté le 13 octobre 2026. URL : http://journals.openedition.org/emscat/7429 ; DOI : https://doi.org/10.4000/15h7j

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