Navigation – Plan du site

Accueilnumeros2015/3-2016/1ArticlesA Multilevel Portrait of Shrinkin...


A Multilevel Portrait of Shrinking Urban Russia

Portrait de la Russie urbaine en décroissance
Clémentine Cottineau


La décroissance démographique de la Russie, mesurée à plusieurs échelles géographiques par des données harmonisées, se révèle d’une ampleur inégalée dans le temps et dans le monde. À partir d’analyses statistiques multivariées et multi-niveaux, on montre dans cet article la disparité des fonctions urbaines associées à cette décroissance et la disparité territoriale de leur influence. Cette description raffinée des attributs urbains et régionaux de la décroissance permet d'évaluer les conséquences probables de différentes politiques démographiques sur le territoire russe.

Haut de page

Texte intégral

1The social sciences have had to describe all types of population growth in the XXth century. This led for example to the development of the models of demographic transition [Notestein, 1945] and of urban transition [Zelinsky, 1971]. In the XXIst century, there seems to be a large share of processes which are affected by demographic shrinkage in the world, and they occur at every geographical scale. However, spatial forms of shrinkage differ from growth processes [Brunet, 1980], and new questions emerge from situations which used to be characterized by growth.

2Discussions about the specificity of the contemporary regional and urban shrinkage, seen as a long term perspective (instead of the cyclical ups and downs of the XXth century), gave rise to a new research field in the 1970s in Germany, popularised in the 1990s and 2000s under the labels of Schrumpfung and shrinkage [Florentin et al., 2009; Baron et al., 2010]. The development of this research field in Europe, and especially in Germany, is linked to the combination of the magnitude of shrinkage in East Germany after the reunification, and the presence of a school of thought proposing to view shrinkage as an opportunity to create new spaces and new uses of urban space [Florentin et al., 2009, §7; Müller; Siedentop, 2004]. Finally, this theme benefited from the publicity given to the work of P. Oswalt and his team. This research group produced the first contributions on the phenomena at the world scale : an atlas of shrinking cities [Oswalt, Rieniets, 2006] and a comparison of four case studies throughout the world, embedded in a theoretical framework giving way to public policy recommendations [Oswalt, 2006]. Eventually, reports for the European Commission contributed to institutionalise this research field into the academic landscape in the 2000s and 2010s.

3The terminology of shrinkage tended to converge in English and German, but still fluctuates in French, where the terms déclin (decline), rétrécissement (shrinkage), and décroissance (decrease) persist [Baron et al., 2010]. In Russian, several adjectives are also used to describe shrinkage: сокращающийся (which evokes contraction), убывающий and сжимающийся, insisting respectively on the population decrease or on a demographic decrease together with a process of spatial shrinkage [Averkieva, 2014]. Despite the conceptual identification of shrinkage, its application in empirical studies varies greatly with respect to the spatial and temporal scales of urban delineation [Cunningham-Sabot et al., 2010; Châtel, 2011].

4Indeed, the choice of an urban definition impacts the extent to which the four processes of urban shrinkage can be observed and measured: deindustrialisation, ageing (the second demographic transition), the post-socialist transition and suburbanisation [Prigge, 2005, p.43] are unevenly distributed in space. Suburbanization can even be considered irrelevant when choosing a functional urban definition (that includes commuters living outside of the dense areas of the city), in which suburbanisation is a simple redistribution of population within the city, from the central area to the periphery.

5The temporal definition of shrinkage is also decisive to characterise this process as a trend and not a regular fluctuation of urban population. E. Cunningham-Sabot et al. consider a region to be shrinking if « it looses a significant share of its population during a time period of a generation or more. A minimal duration of 20 to 30 years is in fact necessary to appreciate demographic trends that often come in cycles » [2010, p.84].

6We use this theoretical framework to study and compare the evolution of cities in the Russian Federation since the 1990s. In fact, despite the inclusion of Ivanovo in the case studies of P. Oswalt’s seminal work [2006], studies of Russian urban shrinkage have been scarce. However, the magnitude of the current phenomenon in Russia and the combination of demographic and economic factors of shrinkage make it a particularly interesting case to study shrinkage, as well as to link the regional and urban scales of the process. Moreover, the immensity of this territory (17 million km2) accentuates the differentiation of dynamics between East and West, North and South. The spatial heterogeneity of demographic trends can therefore be evaluated at a quasi-continental scale that corresponds to the relational space of systems of cities [Pumain, 1997].

7In this paper, we propose to explore the question of what makes urban Russia shrink since 1991. We start by measuring the phenomenon at three territorial scales (section 1): the State, the regions and the cities. These measures of demographic shrinkage are then confronted to urban attributes through a multilevel analysis in an attempt to identify potential factors of differentiation of demographic dynamics, according to the geographical situations of Russian cities since 1991 (section 2).

8Demographic indicators are favoured, because of their availability for a large range of cities and regions. Moreover, the number of residents is not only one of the main criteria for subsidy allocation in the city and region levels, it also summarises a lot of other characteristics (jobs, economic specialisation, housing, density, etc.) usually correlated with the total population of the territory under scrutiny [Pumain, 1997]. Finally, demography seems to have become the major dimension of urban shrinkage in the former socialist block. The transition to the market economy is no longer sufficient to explain the new changes in urban space, and Eastern cities share with the Western ones many demographic challenges [Steinführer, Haase, 2007].

9We focus our analysis at the scale of the country and its system of cities, which has not been extensively explored in the literature on shrinking cities. This literature mainly focuses on the local scale by means of case studies [Killisch, Siedhoff, 2005]. However, some recent research has tackled demographic shrinkage at the system level using urban data for the European [Turok, Mykhnenko, 2007 ; Baron et al., 2010 ; Avila de Sousa et al., 2012 ; Wolff, Wiechmann, 2013], German [Châtel, 2011], French [Wolff et al., 2013] and Russian [Slepukhina, 2014] systems. Those references will help comparing the magnitude and nature of urban shrinkage processes in different contexts, as well as identifying the impact of definition choices (spatial and temporal delineation of the city) on the description of shrinkage in the urban world. Eventually, our approach is complementary to the previous studies by its simultaneous focus on demographic dynamics at several scales and the harmonised definition of cities in Russia over the last twenty years in Russia (cf. box 1).

1. Measures of demographic shrinkage in Russia

10Research on shrinking cities and shrinking regions started around case studies and their generalization on the basis of common processes. The most striking examples of these processes are the deindustrialisation experienced in Europe in recent years and the second demographic transition [Van de Kaa, 1987] leading to population ageing and a positive feedback loop reinforcing demographic shrinkage [Grasland, 2010]. In addition to this more or less local and qualitative knowledge, we think that it is interesting to test hypotheses more systematically at a lower scale (section 2). Before testing models of growth and shrinkage factors, we provide a multi-scale spatial description of the Russian population loss in the national (1.1), regional (1.2) and urban (1.3) contexts.

1.1. Less and less Russian citizens

11The national population loss is the most striking and commented aspect of Russian demographic shrinkage. Since 1991, Russia has lost 4.6 million citizens, who represent 3.1% of its 1991 population (fig. 1). The minimal population was reached in 2009 (142.7 million) and its number has been growing since (143.7 million in 2014).

Figure 1. Demographic shrinkage since 1991 in Russia

Figure 1. Demographic shrinkage since 1991 in Russia

Source: GosKomStat, 2014,

12Two out of the three demographic scenarios produced by the Russian statistical agency (GosKomStat) predict that shrinkage will persist up to at least 2030. According to demographers, the causes of this population loss are not new, even if it coincided with the economic and political transition following the Soviet Union crash. Those causes are structural. From the natural side of the demographic evolution, we can pinpoint the failure of the health care system and the decreasing life expectancy since the 1960s [Blum, Lefèvre, 2006], while the number of Russian births converges towards the European low standard of less than two children per woman since the end of the 1980s. Consequently, the low birth rate and rather high mortality cannot not be attributed to the systemic crisis experienced by the Russian society during the transition [Vichnevski, 2009]. This natural demographic pattern is thus not uncommon in developed countries (although mortality is unusually high).

13In 1992, the natural balance became negative. It was compensated for a time by the migratory balance. Yet, this balance decreased during the 1990s, when the “repatriation” of Russians from the other Republics of the Former Soviet Union started to diminish (it accounted for 80% of migration flows between 1989 and 2007 [Vichnevski, 2009]). In recent years, the net migration recorded in Russia was stable and low (+200 000 every year on average between 2000 and 2008, while the natural balance has continuously been inferior to -400 000). Therefore, A. Vichnevski [2009] sees only two alternatives for demographic prospects in Russia: either accepting depopulation, or attracting international migrants. This second option looks problematic to this author in a society unprepared for such a social and ethno-cultural upheaval.

14Finally, the continuous fall of fecundity and the dramatic episodes affecting the Russian population have produced a general context of lasting shrinkage, characterized by the ageing of society as well as a paradoxically short life expectancy. However, this context varies greatly across regions in the Russian Federation.

1.2. Regional differentiation of demographic shrinkage

15As pointed out by A. Gaye [2006] for the time period 1989-2002, there seems to be two gradients structuring the regional disparities of demographic shrinkage (fig. 2). On the latitude axis, one roughly distinguishes the East, composed of regions less populated in 2010 than in 1989 (East of the Tomsk and Tyumen oblasts), and the West where one can still find some growing regions. On the longitude axis, we observe the opposition between the shrinking North and the demographically dynamic South (particularly Caucasus). Some exceptions to this global scheme remain : Moscow (the city and the oblast are aggregated for this regional study) is growing much faster than its neighbours ; the regions located near oil and gas basins appear very attractive (Tyumen, Bashkortorstan, Tatarstan) ; and Chechnya on the contrary obviously differs from the regional growing trend of Caucasus because of the wars that affected this territory in the 1990s and 2000s.

16The North-South gradient reflects different natural demographic regimes in Russia. They are mainly inherited from past cultural behaviour regarding fecundity, which Soviet integration has not altered in 70 years of existence [Blum, 2004]. Birth rates in the North are comparable to those in most European countries, while we observe significantly more children per woman in the Caucasus.

17From West to East, we can see a differentiation of the net migration balance. This balance is negative in the East, due to the departure (or the absence of arrivals) of young educated adults, in opposition to what happened during the Soviet period. According to V. Kontorovich [2000], this new trend can be explained by: the harsh continental climate and its consequences on health, the decrease of monetary and non-monetary subsidy to workers in the Far East after the transition to liberal economy, the cost of living in this isolated area, as well as the lack of public equipment (security, housing, education, communication, etc.). Finally, regional inequalities, already high in 1991, showed a clear trend towards economic divergence, even if fiscal redistribution has proven useful to restrain this divergence [Bradshaw, Vartapetov, 2003]. Public policies tend to favour migrations to tackle the problem of territorial disparities. However, the result of such policies is very uncertain [Kontorovich, 2000 ; Vichnevski, 2009].

18Bradshaw and Vartapetov [2003] note that the existence of a large agglomeration in a region is frequently associated with economic success. This is why we consider the observation at those two levels (the city and the region) as an interesting approach to the study of shrinkage, allowing for the building of alternative strategies of shrinkage governance and territory rebalancing [Slepukhina, 2014]. This author suggests that the coordination of policies at all administrative levels should be achieved in order to create regional polycentric networks articulated around engine-cities. Those cities could then stimulate the growth of less dynamic cities and make it possible for less competitive cities to shrink « smartly ». This policy would also avoid the polarisation of the whole country around Moscow.

Figure 2. The uneven distribution of regional population growth

Figure 2. The uneven distribution of regional population growth

Source: Russian and Soviet Censuses (1989, 2002, 2010). DARIUS, 2014.

19Finally, even if « thinking the link between processes at the regional and city level is hard and supposes to tackle definition problems and data availability » [Cunningham-Sabot et al., 2010, p.89, translation], those two geographical levels appear crucial to the understanding of recent shrinkage. For a discussion of problems associated with data collections and harmonisation, see box. 1. The next section is dedicated to the presentation of measures of shrinkage in Russian cities.

1.3. Shrinking cities are dominant in contemporary Russia

20In order to describe the shrinking processes affecting urban Russia, we proceed in two steps : first, we compare the magnitude of the contemporary Russian shrinkage to its historical levels and other systems in the world; then we differentiate three types of urban demographic dynamics by combining natural and migration balances over the last twenty years.

An unprecedented scale of shrinkage

21Russia has experienced a lot of « demographic catastrophes » in the past [Polyan et al., 2001 ; Nefedova, Treivish, 2003]. Yet, the magnitude of the current urban shrinkage is unprecedented. The share of shrinking cities had never reached more than 14% (between 1897 and 1989) and is comprised between 2/3 and 3/4 since 1989 (tab. 1).

Table 1. The unprecedented scale of urban shrinkage in Russia

Time periods









Number of shrinking cities









Total number of cities









Share of shrinking cities (%)









Source: DARIUS, 2014.

22Russia appears to be the most shrinking urban system in the world, even though Germany and Japan are usually cited to illustrate studies on urban shrinkage at a national scale. Their share of shrinking cities is indeed high (respectively 46 and 58%, cf. tab. 2) but significantly lower than that of Russia (> 70%). This non-exhaustive table allows for a first evaluation of the impact of city definition on the level of measured shrinkage, in Europe for example. The most interesting comparison here seems to be between Russia and Germany. The latter is where the shrinking paradigm emerged in the 1970s and developed the more rapidly. Shrinkage is presented as an important issue which needs to be triggered in terms of public policy (planning and social welfare), even if the majority of cities are still growing. In Russia, although the public debate is not as important, the impact of twenty years of shrinkage in 70% of cities should be important and lasting on society and its territory.

Table 2. The most shrinking urban system

  • 1 Except for France: agglomerations (Unités Urbaines) of more than 5000 inhabitants.


Urban delineation

Time period


Share of shrinking cities, %




> 10.000 inhab




DARIUS, 2014

Local Units




[Slepukhina, 2014]


Local Units > 20.000 inhab






> 10.000 inhab




[Chatel, 2011]



> 5.000 inhab




[Avila de Sousa et al., 2012]

Urban areas




[Wolff et al., 2013]






[Turok, Mykhnenko, 2007]

Local Units1 > 5.000 inhab.




[Wolff, Wiechmann, 2013]

23The location of shrinking cities reproduces the geographical pattern of the regional demographic differentiation. Cities tend to shrink in shrinking regions and to grow in growing regions on average, as it can be observed in Europe [Baron et al., 2010]. However, some diversity of situations exists in the different regions, which is reflected by the correlation coefficient of +0.42 between urban growth and regional growth.

Figure 3. Globally matching trends at the regional and urban levels

Figure 3. Globally matching trends at the regional and urban levels

Source: Russian and Soviet Censuses (1989, 2002, 2010), DARIUS, 2014.

24Urban shrinkage is dominant nowadays in Russia, but has different meanings as to why a city looses population. We distinguish three types of shrinkage. Based on a crossing of the natural balance and net migration, we identify (fig. 4) :

  • Shrinking cities per se are those in which natural balance and net migration are simultaneously negative. Their number has grown continuously since 1991, from 15% of all cities to nearly 50% in 2010. They are over-represented in the North and east of Russia, and most of the smallest cities belong to this category (fig. 5).

  • Drifting cities are cities losing population because of net out-migrations. Their natural balances are positive, but non compensated by the drift of people migrating out of the city. They represent less than 10% of total cities during the two decades under study. This small share of drifting cities shows that the main cause of shrinkage during the 1990s and 2000s was not migration, but a simultaneous lack of births and high mortality.

  • Finally, Depopulating cities are losing population because their positive net migration is not sufficient to compensate a negative natural balance. The relative evolution of this category of cities is opposed to that of drifting cities. They were a minority of 10% in 1991 but multiplied their proportion by four in ten years, after representing 15% in 2010.

Figure 4. Three types of population loss in Russian cities

Figure 4. Three types of population loss in Russian cities

Source: MultiStat.

25At the same time, the percentage of growing cities have evolved symmetrically from shrinking cities up to 2004. After representing the majority of the urban landscape in 1991 (63.8% of all cities), their proportion fluctuated around 20% between 1999 and 2005. The 2000s were a period of recovery for this category of cities, followed by a new fall in 2010. This means that only one out of four cities in Russia has had a growing number of inhabitants at this date.

26We observe that the natural component of shrinkage is the major structural factor of the decline in population, and the most difficult to trigger. Therefore, the migration component of demographic evolution is the one that differentiates cities, since the end of urban transition and the low level of rural migrations to the cities [Becker et al., 2012]. Indeed, the cities as a whole have experienced a global negative natural balance since 1992, but their net migration balance has remained positive throughout the 1990s and 2000s. The distribution of migrations is unequal and favours Southern and Western cities (as well as cities according to their size range [Polyan et al., 2001]).

27To summarize, two different trends have been observed recently in urban Russia: a cyclical effect in the repartition between depopulating and drifting cities; and a medium term trend towards the importance taken by shrinking cities at the expense of the growing cities in proportion.

Figure 5. Location of cities in 2002 according to their demographic evolution

Figure 5. Location of cities in 2002 according to their demographic evolution

Source: MultiStat. DARIUS, 2014.

2. Multi-scalar factors of urban shrinkage

28After describing the magnitude of shrinkage in Russia, we aim at identifying the typical profiles of cities losing population, in order to validate some theoretical hypotheses and thus help designing public policies at the national or regional scales. Such policies have proven effective in the reduction of economic inequalities between regions in the last decades [Bradshaw, Vartapetov, 2003]. At the city level, we try to specify the profiles over-represented among shrinking cities in order to identify the key elements of demographic dynamism and depression in the system of Russian cities over the last two decades.

2.1. Attributes of shrinking cities

29Studies dedicated to the dynamics of systems of cities have shown that one of the main differences between cities relates to the functions they perform [Pumain, 1997]. The most generic urban functions range from territorial functions (control over a political territory) to central functions (provision of goods and services to nearby populations) and specialised functions (resource extraction, industry, transport, etc.). We collected information characterising cities functionally: the status of the capital city, the specialisation into a single industry2, access to railways and airports3, the presence of accessible resources (coal, oil and gas [Flanagan, Schear, 2008, p.178]). We aim at testing quantitatively the observations made by Lappo and Polyan about the kind of cities experiencing demographic difficulties. They say that the common characteristics of shrinking cities are to be small district centres and industrial centres far away from communication routes [Lappo, Polyan, 1999, p.42].

30In order to test these properties, we built five models of multivariate regression applied to two inter-census periods (1989-2002 and 2002-2010). The variable « to be explained » is the average annual growth rate of cities, while the « explaining variables » can be categorized into four groups: territorial and specialized functions (models 1), transportation accessibility (models 2), access to sub-surface resources (models 3) and regional evolution variables (models 4). Models 5 gather significant variables from the previous models. The hypothesis driving this selection is that some urban attributes play a positive role in city growth (to be a capital city, to have access to transportation and resources demanded on global markets, to be in a growing region still not fully urbanised) while other attributes are linked to obsolete innovation cycles and are associated with more systematic shrinkage (coal extraction, railway accessibility, shrinking region without rural possibility for migration). Results of all five models were produced on a set of 793 agglomerations and are presented in table 3.

Model 1 : AAGRm-n,i,j = a0 + b1 CAPi + b2 MONOi + εi

Model 2 : AAGRm-n,i,j = a0 + b1 RAILi + b2 AIRPORTi + εi

Model 3 : AAGRm-n,i,j = a0 + b1 COALi + b2 GASi + εi

Model 4 : AAGRm-n,i,j = a0 + b1 AAGRm-n,j + b2 URBRm,j + εi

Model 5 : AAGRm-n,i,j = a0 + b1 CAPi + b2 MONOi + b3 AIRPORTi + b4 GASi + b5 AAGRm-n,j + εi

with: AAGRm-n,i,j the average annual growth rate of city i, located in region j, between years m and n, in %.

CAPi being 1 if city i is a capital city, 0 otherwise.
i being 1 if city i is specialized in a unique industry, 0 otherwise.
i being 1 if city i is located less than 10 km away from a rail track, 0 otherwise.
i being 1 if city i has an airport , 0 otherwise.
i being 1 if city i is located on a coal basin, 0 otherwise.
i being 1 if city i is located on an oil and gas basin, 0 otherwise.
m-n,j the AAGR of region j, between years m and n, in %.
m,j the urbanization ratio of region j, at the date m, in %.
εi the individual error term summarising informations kept out of the model.

Table 3. Multiple regressions on urban average growth rates

Table 3. Multiple regressions on urban average growth rates

Italics: non-significant coefficients. “***” = significant coefficient with an error rate < 0.1%. “**” = error rate < 1%. “*” = error rate < 5%

Source: DARIUS, 2014.

31We first note that urban attributes and regional dynamics are not able to statistically explain a large share of the variation of average annual growth rates (R2 ≤ 10%). However, all models (except the one with only regional dynamics) are significant for at least one time period. This leads to consider other effects, but still confirms the link hypothesised between urban functions and demographic dynamics.

32Economic functions appear to be the most significantly associated with growth (and shrinkage): for example, a capital city grows at a rate from 0.4 to 0.7 points higher than a non-capital city between 1989 and 2010 (all other characteristics being equal).

33Similarly, to be located on an oil and gas basin is associated with the faster demographic growth for cities. This result is not surprising if one looks at the importance of this resource in Russian exportations over the last two decades (up to 60% for their value [Garanina, 2009]). What we learn from models 2 and 5 is that the statistical impact of oil and gas in cities have been greater between 1989 and 2002 (+0.65 points) than afterwards (+0.35).

34Urban demographic dynamics appeared independent from transportation infrastructures in the 1990s (model 4). However, in contradiction with our hypothesis, to host an airport is associated with a lower average growth rate for a Russian city in the 2000s. We think that this counterintuitive result comes from a data bias: we considered all airports as equivalent, regardless of their importance (number of routes, of passengers, type, etc.). Therefore, the numerous shrinking cities in the eastern part of Russia, which are not connected to the railways or roads, but to a small airport, are put in the same category as hubs and large transportation centres. We would have better triggered accessibility measure by using an index of centrality in the airline network, but such data were unavailable for this study.

35Finally, regional data appear contradictory in their statistical associations: the coefficient of the regional growth rate is significantly negative in the non-significant model 4, and significantly positive in the significant model 5 when the effects of other variables are isolated.

  • 4 Logically, the spatial autocorrelation of the residuals and of the raw average growth rates are sim (...)

36Given the low explaining power of these regression models, we focus on residuals because they still account for 90% of the total variance of urban average annual growth rates4. We observe strong concentrations of negative residuals in the Northern part of Russia (Murmansk oblast and Komis Republic for example), in the Urals and Far East (fig. 6). Positive residuals are concentrated in the Caucasus and around metropolises. We interpret those locations by the natural demographic dynamism of the former and the economic dynamism of the latter.

Figure 6. Residuals of models 5, 1989-2010

Figure 6. Residuals of models 5, 1989-2010

Source: DARIUS, 2014.

37In any ways, functional urban attributes alone are not sufficient to represent the magnitude of shrinkage in Russia, or they are prone to play a different role in different parts of the country. If this is the case, multilevel regression models can help reveal such relations.

2.2. Regional variations of urban attributes effects

  • 5 Significant likelihood ratio tests on the likelihood values for linear null model with one and two (...)

38Over the last two decades, regional fixed effects have been significant5. When adding urban attribute variables (models 2 and 3), we reduce the remaining variance (pseudo-R2, cf. [Szmaragd, Leckie, 2011]) up to 34.3% between 1989 and 2002 (tab. 4). Interestingly, for example, being a capital city can be associated with a positive or a negative statistical effect across the different regions. Moreover, this attribute tends to be the most varying, especially between 1989 and 2002 (measured by the standard deviation of regional residuals).

Model 1 : AAGRm-n,i,j = a0 + r0,j + εi,j

Model 2 : AAGRm-n,i,j = a0 + b1 CAPi + b2 MONOi + b3 AIRPORTi + b4 GASi + r0,j + εi

Model 3 : AAGRm-n,i,j = a0 + b1 CAPi + b2 MONOi + b3 AIRPORTi + b4 GAS +
r0,j + r1,j CAPi,j + r2,j MONOi,j + r3,j AIRPORTi,j + r4,j GASi,j + εi

with : AAGRm-n,i,j the annual growth rate of city i, located in region j, between years m and n, in %.

CAPi being 1 if city i is a capital city, 0 otherwise.
i being 1 if city i is located less than 10 km away from a rail track, 0 otherwise.
i being 1 if city i has an airport , 0 otherwise.
i being 1 if city i is located on an oil and gas basin, 0 otherwise.
0,j the regional residual summarizing the effect of belonging to region j for a city i in terms of AAGR.
εi,j the individual error term summarizing informations kept out of the model.

Table 4. Multilevel regressions on urban growth rates

Table 4. Multilevel regressions on urban growth rates

Source: DARIUS, 2014.

39During the last decade, everything being equal with respect to a city's attributes and regional location, the specialised function of monocity (monogorod) is not associated with a significant variation of average growth rates. This finding is interesting because the list of monocities was created in order to identify cities vulnerable to decline and shrinkage, and to help them reshape their economic basis through public subsidies. We can therefore conclude that classical urban functions (such as administrative status, infrastructure and resource accessibility) are more robust to represent variations in demographic dynamics. We also note the persistent adequacy between regional and urban evolutions. This study enables to recall the importance of taking into account the diversity and differentiation of the territory with which cities interact for policy purposes, especially in a shrinkage context.


40This paper was an occasion to prove the interest of looking at urban shrinkage from a systemic point of view, using harmonised data at different scales. We were able to measure the extraordinary magnitude of urban shrinkage experienced by Russia recently (when compared to other systems in time and space). This process varies in its manifestations across the different parts of the country, and in terms of the dominant cause for shrinkage (natural balance or net migration). Through statistical modelling, we isolated the potential influence of several urban functions and their regional differentiation.

41Shrinking cities nowadays are looked at because they represent “projection spaces” for future demographic trends and governance (Florentin et al., 2009, § 76). Therefore, a quantitative multi-level description of the phenomenon makes it possible for us to go deeper into the understanding of these cities' dynamics and try to orientate possible political scenarios aiming at rebalancing the Russian territory. Yet, it needs to be complemented by more qualitative approaches, taking local stakes into account [Lappo, Polyan, 1999; Slepukhina, 2014 ; Averkieva, 2014].

Haut de page


AVERKIEVA K. (2014), « ‘Shrinking cities’, Opyt izoutcheniya Rossii », Ira.urban Summer School about urban reconfiguration of the post-soviet space, 20 Mai 2014, Rostov-sur-le-Don (Russie).

AVILA DE SOUSA S., COTTINEAU C., DIETERSDORFER L., FERNANDEZ AGUEDA B., GONUL D., HOEMKE M., JAROSZEWSKA E., LELLA I., MYKHNENKO V., PRADA TRIGO J., SCHMITZ S., VOLKMANN A., WIECHMANN T., WOLFF M. (2012), "Mapping urban shrinkage in Europe", Final Report, Training School, Dortmund Technical University, Department of Spatial Planning and Planning Theory, Nov 14-18th 2011, 31p.

BARON M., CUNNINGHAM-SABOT E., GRASLAND C., RIVIERE D., VAN HAMME G. (dir.) (2010), Villes et régions européennes en décroissance. Maintenir la cohésion territoriale, Paris, Lavoisier, Série Aménagement et Gestion du territoire, 345 p

BECKER C. M., MENDELSOHN S. J., BENDERSKAYA K. A. (2012), Russian urbanization in the Soviet and post-Soviet eras, IIED, UNFPA, Urbanization and Emerging Population series, Vol. 9, 134p.

BLUM A. (2004), Naître, vivre et mourir en URSS, Paris, Payot & Rivages, coll. Petite bibliothèque Payot, 2e édition, 316p.

BLUM A., LEFEVRE C. (2006), « Après 15 ans de transition, la population de la Russie toujours dans la tourmente. », Population & Sociétés, n°240,

BRADSHAW M. J., VARTAPETOV K. (2003), “A new perspective on regional inequalities in Russia.”, Eurasian Geography & Economics, vol. 44, n˚6, pp. 403-429.

BRUNET R., (1980), «La composition des modèles dans l'analyse spatiale». L'Espace géographique, n°4, p. 253-265.10.3406/spgeo.1980.3572

CHATEL C., (2011), « Une mesure du déclin démographique des villes allemandes de 1820 à 2010 », Géocarrefour, vol. 86, n°2, pp. 81-93

COTTINEAU C. (2014), L’évolution du système des villes de l’espace post-soviétique. Observations et Modélisations, Thèse de doctorat à l’Université Paris 1 Panthéon-Sorbonne, Soutenance publique le 21 Novembre 2014.

CUNNINGHAM-SABOT E., FOL S., GRASLAND C., ROTH H., VAN HAMME G. (2010), « Shrinking cities et shrinking regions. Définitions et typologies », in M. Baron, E. Cunningham-Sabot, C. Grasland, D. Rivière, G. Van Hamme (dir), Villes et régions européennes en décroissance. Maintenir la cohésion territoriale, Paris, Lavoisier, Série Aménagement et Gestion du territoire, pp. 68-95.

GARANINA O. (2009), « What beyond oil and gas? Russian trade specialisation in manufactures », Post communist Economies, vol. 21, n°1, 32p

GAYE A., (2006), « Les trajectoires démographiques des régions en Russie. », L'Information géographique, vol. 70, n°4, pp. 66-72.

GRASLAND C., (2010), « Les mécanismes démographiques de la décroissance : trois boucles de rétroaction » in M. Baron, E. Cunningham-Sabot, C. Grasland, D. Rivière, G. Van Hamme (dir), Villes et régions européennes en décroissance, Paris, Lavoisier, Série Aménagement et Gestion du territoire, pp 97-116.

FLANAGAN S. J., SCHEAR J. A., (Eds.) (2008), Strategic challenges: America's global security agenda, Potomac Books, Inc., 430p.

FLORENTIN D., FOL S., ROTH H. (2009), « La "Stadtschrumpfung" ou "rétrécissement urbain" en Allemagne : un champ de recherche émergent », Cybergeo : European Journal of Geography, document 445.

KILLISCH W., SIEDHOFF M. (2005), "Probleme schrumpfender Städte", Geographische Rundschau, n°57, pp.60-67.

KONTOROVICH V. (2000), « Can Russia resettle the Far East ? », Post-communist Economies, vol.12, 3, pp.365-384

LAPPO G. M., POLYAN P. M. (1999), « Rezultaty Ourbanizatsii v Rossii k kontsou XX veka », Mir rossii, n°4, pp 35-46

NEFEDOVA T., TREIVISH A. (2003), « Differential urbanization in Russia. », Tijdschrift voor Economische en Sociale Geografie, vol. 94, 1, pp. 75–88.

NOTESTEIN F. W., 1945, « Population : The Long View », in Schultze T. W. (ed.), Food for the World, Chicago, University of Chicago Press.

OSWALT P., RIENIETS T. (2006), Atlas of Shrinking cities, Hatje Cantz, 160p.

OSWALT P. (2006), Shrinking cities, Vol. 1: International Research, Hatje Cantz Verlag, 730p.

POLYAN P., NEFEDOVA T., TREIVISH A., (2001), Gorod i derevnya v evropeiskoi Rossii. Sto let peremen, Moskva, OGI, 555p.

PRIGGE W. (2006), « On the origins of shrinkage », in Oswalt P., Shrinking Cities, Vol 1, International Research, Ostfildern, Hatje Cantz, pp. 43-48

PUMAIN D., (1997), « Pour une théorie évolutive des villes », L’espace Géographique, vol. 26, n°2, pp. 119-134

SLEPUKHINA I., (2014), Russian cities at the crossroads: getting lost in transition or moving towards regeneration, Doctoral dissertation, Politecnico di Milano, Italy.

SZMARAGD C., LECKIE G., (2011), « Module 5: Introduction to multilevel modelling », R Practical

STEINFÜHRER A., HAASE A. (2007), « Demographic Change as a Future Challenge for Cities in East Central Europe. », Geografiska Annaler, vol. 89 B, 2, pp. 183–195.

TUROK I., MYKHNENKO V., (2007), « The trajectories of European cities 1960-2005 », Cities, vol. 24, n°3, pp. 165-182.

VAN DE KAA D. J. (1987), « Europe’s Second Demographic Transition », Population Bulletin, vol. 42, pp. 1-57

VICHNEVSKI A., (2009), « Les enjeux de la crise démographique en Russie. » IFRI, Russie. Nei. Visions, vol. 41, juin 2009.

WOLFF M., FOL S., ROTH H., CUNNINGHAM-SABOT E. (2013), « Shrinking Cities, villes en décroissance : une mesure du phénomène en France », Cybergeo : European Journal of Geography, document 661, URL :

WOLFF M., WIECHMANN T. (2013)« Urban Shrinkage in a Spatial Perspective – Operationalization of Shrinking Cities in Europe 1990–2010 »AESOP–ACSP Joint Congress, 15-19 juillet, Dublin.

ZELINSKY W. (1971), « The hypothesis of mobility transition », Geographical review, Vol. 61, No. 2, pp. 219-249.

Haut de page


1 Except for France: agglomerations (Unités Urbaines) of more than 5000 inhabitants.

2 According to the official list of 342 monogoroda

3 Reference: USGS, 2001 for railways and coal basins Flightstats for aiport locations

4 Logically, the spatial autocorrelation of the residuals and of the raw average growth rates are similar: values for the Moran’s index are respectively 0.11 and 0.9 in 1989-2002 and 0.11 and 0.12 in 2002-2010.

5 Significant likelihood ratio tests on the likelihood values for linear null model with one and two levels. For details about the measures and implementations in R, cf. [Szmaragd, Leckie, 2011].

Haut de page

Table des illustrations

Titre Figure 1. Demographic shrinkage since 1991 in Russia
Crédits Source: GosKomStat, 2014,
Fichier image/jpeg, 128k
Titre Figure 2. The uneven distribution of regional population growth
Crédits Source: Russian and Soviet Censuses (1989, 2002, 2010). DARIUS, 2014.
Fichier image/jpeg, 232k
Titre Figure 3. Globally matching trends at the regional and urban levels
Crédits Source: Russian and Soviet Censuses (1989, 2002, 2010), DARIUS, 2014.
Fichier image/jpeg, 236k
Titre Figure 4. Three types of population loss in Russian cities
Crédits Source: MultiStat.
Fichier image/jpeg, 192k
Titre Figure 5. Location of cities in 2002 according to their demographic evolution
Crédits Source: MultiStat. DARIUS, 2014.
Fichier image/jpeg, 256k
Titre Table 3. Multiple regressions on urban average growth rates
Légende Italics: non-significant coefficients. “***” = significant coefficient with an error rate < 0.1%. “**” = error rate < 1%. “*” = error rate < 5%
Fichier image/jpeg, 404k
Titre Figure 6. Residuals of models 5, 1989-2010
Crédits Source: DARIUS, 2014.
Fichier image/jpeg, 488k
Titre Table 4. Multilevel regressions on urban growth rates
Crédits Source: DARIUS, 2014.
Fichier image/jpeg, 884k
Haut de page

Pour citer cet article

Référence électronique

Clémentine Cottineau, « A Multilevel Portrait of Shrinking Urban Russia »Espace populations sociétés [En ligne], 2015/3-2016/1 | 2016, mis en ligne le 20 mars 2016, consulté le 30 novembre 2022. URL : ; DOI :

Haut de page


Clémentine Cottineau

University Paris 1 Panthéon-Sorbonne
UMR 8504 Géographie-Cités, Paris, France.
University College London, Centre for Advanced Spatial Analysis

Haut de page

Droits d’auteur


Creative Commons - Attribution - Pas d'Utilisation Commerciale - Pas de Modification 4.0 International - CC BY-NC-ND 4.0

Haut de page
  • Logo Université de Lille
  • Logo Laboratoire TVES
  • Logo Laboratoire Clersé
  • DOAJ - Directory of Open Access Journals
  • Revue soutenue par l’Institut des sciences humaines et sociales du CNRS
    CNRS - Institut national des sciences humaines et sociales
  • OpenEdition Journals
Rechercher dans OpenEdition Search

Vous allez être redirigé vers OpenEdition Search