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Special issue

J. S. Mill's Owenite 'Incubus' Revisited:

Necessity, Free Will, and Virtue
J.S. Mill et l’owénisme : Nécessité, libre-arbitre et vertu
Gregory Claeys

Résumés

Cet article examine comment le rapport de John Stuart Mill au nécessitarisme philosophique (soit l’idée selon laquelle la personnalité est formée au contact de circonstances externes) a fini par occuper une place centrale dans sa pensée tardive, en particulier la version finalisée de sa célèbre théorie de la liberté, exposée dans De la liberté, son ouvrage aujourd’hui le plus connu. Je m’appuie ici sur la suggestion de Bernard Semmel, pour qui « le conflit entre liberté philosophique et nécessité, entre libre-arbitre et déterminisme, est au cœur de De la liberté, à l’image du rôle central qu’il joue dans la pensée de Mill », mais en insistant encore davantage sur l’impact du contexte owéniste en particulier. Contrairement aux dénégations assez peu crédibles que Mill inclut en ouverture de De la liberté, la doctrine du libre-arbitre est en fait centrale à son argumentaire en faveur de l’individualité et à sa défense de la liberté sociale. Ces conclusions résultent d’un long processus de réflexion entamé en 1826. Je n’étudie pas ici les aspects philosophiques liés au débat sur le libre-arbitre, pour traiter plus précisément des conséquences morales dérivées de l’adoption du nécessitarisme, telles que Mill et Owen les entendaient. De plus, nombre d’auteurs owénistes de renom, notamment Charles Bray et Henry Travis, ont ensuite répondu aux critiques de Mill à l’encontre d’Owen. Leur contribution à ce débat montre que les owénistes étaient eux aussi conscients de la nécessité d’affiner leur propos à ce sujet, en réutilisant par exemple la pensée de Mill en matière d’auto-formation.

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Introduction

  • 1 This article summarises and extends parts of the arguments presented in my Mill and Paternalism (Ca (...)
  • 2 His speeches are reprinted in the Collected Works of John Stuart Mill, 33 vols, eds. Francis E. Min (...)

1It is well known that John Stuart Mill's early encounter with Owenite socialism shaped much of his subsequent response to socialist and communist criticisms of liberalism.1 Mill first grappled with Owenism during debates at the London Co-operative Society in 1825 on the population question and other issues, when his opponent was Owen's chief rival amongst the early British socialists, the Irish landowner William Thompson, who had resided with Bentham for some fifteen months in 1822-23 and who produced a sophisticated utilitarian interpretation of socialism.2 At this time Mill was resolutely opposed to Owen's communism, and his robust adherence to Ricardian political economy was not dislodged by the confrontation. (Harriet Taylor would later play a major role in amending this prejudice.) He was nonetheless at this point sympathetic to Owen's neo-Malthusianism and atheism, though respecting the latter issue in particular it was well nigh impossible to say so publicly.

  • 3 Ryan, Alan, The Philosophy of John Stuart Mill (London, Macmillan, 1987), p. 107, and generally pp. (...)
  • 4 Ryan, Alan, John Stuart Mill (London, Routledge & Kegan Paul, 1974), p. 18.
  • 5 Capaldi, Nicholas, John Stuart Mill. A Biography (Cambridge, Cambridge University Press, 2003), pp. (...)

2During his famous mental "crisis" of 1826-27, however, another consequence of this engagement with Owen's ideas began to haunt Mill. He came to blame his profound depression on his father's systematic over-emphasis on rationality during his education, which he feared had turned him into a reasoning machine incapable of feeling, and equally unable to modify his personality. But he soon realised that this was only a specific instance of applying the general principle that character was formed by the environment, which was also Owen's central doctrine, with the implication that improvements in "circumstances" would ameliorate behaviour. His father's view, adopted from David Hartley in particular, was that in the educational process teachers associated the moral values they sought to inculcate (like publicly-minded behaviour) with pleasures felt by children, and could shape any character accordingly. Mill revolted against the determinist implications of this approach, and came to cherish an idea of self-formation involving an affirmation of free will, which became central to his later outlook. In Alan Ryan's description, Mill felt vulnerable "to the charge that his own character had been made for him by Bentham and James Mill".3 He "never ceased to see Owen's views on the formation of character as a threat to his own doctrine of 'self-culture'".4 Here Owenism thus stood in proxy for a rejection of his father's and Bentham's overly rigid system of education. Mill's response to this was not passive, but active, and he felt compelled to integrate this principle into his philosophy. But Mill only evolved his idea of "self-culture" in reaction to Owenism: they did not confront one another initially. "Self-culture" was thus a response to Owenism, not a doctrine Mill had previously formed. And this reaction was not, as is sometimes asserted, simply because the Owenites de-emphasised individualism. Nicholas Capaldi, for instance, writes that "Owen believed that the source of the workers' problems lay in conditions completely beyond their control, and that the solution to their problems lay in a communal arrangement that deemphasized individuality. This is why it was so important for Mill to argue in favor of autonomy, the ability of individuals to transform their own lives."5 The problem lay rather much more in Owen's view of necessity than in his theories of community.

  • 6 Even compendia such as Kane, Robert (ed.), The Oxford Handbook of Free Will (Oxford, Oxford Univers (...)
  • 7 Honderich, Ted, How Free Are You? (Oxford, Oxford University Press, 1993), p. 84.
  • 8 Amongst the contemporary responses, Rowland G. Hazard observed that "to answer the Owenites require (...)
  • 9 Many well-known studies of Mill and "liberty" generally have very little or nothing to say about th (...)
  • 10 Semmel, B., John Stuart Mill and the Pursuit of Virtue, p. 165.
  • 11 "The subject of this Essay is not the so-called Liberty of the Will, so unfortunately opposed to th (...)

3This article considers how Mill's relationship with philosophical necessitarianism, or the idea that character is formed by external circumstances, came to pervade his later thought, and was central to his eventual presentation of the famous theory of liberty outlined in On Liberty, for which he remains best known today. Mill still features in some accounts of the free will debate.6 Some philosophers still experience determinism as an "incubus".7 Mill's engagement with Owenism is however rarely part of these discussions.8 Nor has the scholarly literature on Mill generally probed very far into the issues raised.9 My main argument here extends Bernard Semmel's suggestion that "The conflict between philosophical liberty and necessity, between free will and determinism, was critical to the argument of On Liberty, in keeping with the central role it played in Mill's thought", by providing a more extended discussion of the Owenite background in particular.10 It is contended here that, contrary to the disingenuous disclaimer Mill offers initially in On Liberty,11 which most readers accept at face value, the doctrine of free will is actually central to his case for individuality, and to his defence of social liberty. This was in turn the outcome of a process of deliberation about these issues which had been ongoing since 1826. My concern here is not with the philosophical issues surrounding the free will debate, but more specifically with the imputed moral consequences of a belief in necessitarianism as Owen and Mill understood them. Moreover, a number of leading Owenite writers, notably Charles Bray and Henry Travis, came in turn to respond to Mill's critique of Owen. Their contribution to this debate indicates that Owenites too were conscious of the need to render their position on this issue more sophisticated. Here Mill's view of self-formation proved helpful.

Godwin and the Background to Owenite Necessitarianism

  • 12 For the background see Frede, Michael, Free Will. Origins of the Notion in Ancient Thought (Univers (...)
  • 13 On the eighteenth century context, see Harris, James A., Of Liberty and Necessity. The Free Will De (...)
  • 14 O'Connor, D.J., Free Will (Basingstoke, Macmillan, 1972), p. 72.
  • 15 Collins, Anthony, Philosophical Inquiry Concerning Human Liberty (1717) (4th edn, 1749), pp. iii, v
  • 16 Priestley, Joseph, The Doctrine of Philosophical Necessity Illustrated (1777), pp. 74, 76-77, 82, 8 (...)
  • 17 Thomas, D. O., The Honest Mind. The Thought and Work of Richard Price (London, Clarendon Press, 197 (...)

4Philosophical necessitarianism had of course long existed as a problem, with free will being posited by Stoic writers.12 Christian debates commence from at least Augustine's discussion of free will, which he held to be severely disrupted by original sin.13 From Thomas Hobbes onwards most writers sought to distinguish free action from acts which were caused and those which were compelled.14 The deist Anthony Collins' influential Philosophical Inquiry Concerning Human Liberty (1717) argued against the idea of liberty as "a power in man, to do as he wills, or pleases", offered a brief but powerful defence of necessity defined as being "determined by his reason and his senses", which excluded "such necessity, as is in clocks, watches, and such other beings, which for want of sensation and intelligence are subject to an absolute, physical, or mechanical necessity".15 In the late eighteenth century Joseph Priestley's The Doctrine of Philosophical Necessity Illustrated (1777) contended that philosophical necessity and Christianity could be reconciled, and a benevolent God created natural laws aiming eventually at the perfection of humanity. All behaviour was necessary, in the sense that all acts proceeded from causes determined both by materialism and by the deity, so that human beings did not possess free will. Priestley was also much concerned with the consequences of belief in necessity, especially in relation to ideas of reward and punishment. He denied that the doctrine implied "no use or propriety of rewards or punishments", instead arguing that it alone permitted their just use, provided motives for good behaviour followed a "train of proper actions" which permitted the "mechanical structure of the mind" to respond appropriately. Where the idea of "freedom from the certain influence of motives" based on a "self-determining power" "supposed to act in a manner independent of motive" was present, by contrast, no such certain result would follow. Instead the doctrine of the "necessary influence of motives upon the mind of man makes him the proper subject of discipline, reward and punishment, praise and blame".16 Another prominent dissenter, Richard Price, emphasised that free will was essential to attaining redemption.17

  • 18 Godwin, William, Enquiry Concerning Political Justice (London, Penguin Books, 1976), pp. 335, 357.
  • 19 Philp, Mark, Godwin's Political Justice (London, Duckworth, 1986), p. 35.
  • 20 Hazlitt, William, The Spirit of the Age, or Contemporary Portraits (4th edn, London, G. Bell and So (...)

5More crucial for Owen, given his close friendship with its author, was the position adopted in William Godwin's Enquiry Concerning Political Justice (1793), which also rejected the idea of free will, but without a theological context or justification. In Book 4, Chapter Six, following Jonathan Edwards in particular, Godwin described the doctrine of free will as of "no service to morality", and upheld the idea that all actions were necessary, in the sense that they had causes. Universal natural laws governed all bodies, and it was thus possible to predict human conduct on the basis of knowing what impressions were at work in forming and modifying the personality, which was the result of all the impressions made upon it, and which made it impossible for anyone to act in a manner different from that which such causes indicated. Morally this implied the very limited use of punishment as a deterrent, as opposed to a clear presentation of the best course of action to uphold the public good, and promoted a calm and dispassionate treatment of others in which blame was absent.18 This line of reasoning, Mark Philp contends, led Godwin to atheism.19 It also became one of the most famous and influential parts of Political Justice, with William Hazlitt later reporting that an enthusiastic young William Wordsworth had said, "'Throw aside your books of chemistry … and read Godwin on Necessity'."20

  • 21 Godwin, W., Enquiry Concerning Political Justice, pp. 355-7.

6Even more important for Owen were the "Inferences from the Doctrine of Necessity" which Godwin outlined in a separate chapter. If all behaviour was necessary and individuals were absolved from responsibility for their actions, blaming people for anything was clearly wrong. Rather than exhorting others to virtue, someone could only show an "exhibition of motives to the pursuit of a certain end, and the delineation of the easiest and most effectual way of attaining that end." "Constancy" and "a spirit of neutrality and indifference" would result once it was realised that it was useless to admonish others for their failings. "It is common for men impressed with the opinion of free will, to entertain resentment, indignation, and anger against those who fall into the commission of vice", insisted Godwin. And this meant that "the doctrine of necessity will teach us to look upon punishment with no complacence, and at all times to prefer the most direct means of encountering error, the development of truth."21 This principle was to become central to Owen's system, as the moral underpinning of a society which rejected anger, violence, and aggression.

The Owenite Doctrine

  • 22 Priestley was a member of the Manchester Literary and Philosophical Society, to which Owen was elec (...)

7As is well known, Owen befriended Godwin, meeting him more than fifty times between 1813-18. Whether or not Owen had encountered necessitarianism beforehand remains a moot point, though since he moved in Unitarian circles in Manchester in the 1790s this seems highly likely.22 Godwin's doctrine of necessity, and behind it Hartley's associationism, became Owen's starting-point in the formulation of his doctrine of the formation of character, and indeed the bedrock of his entire system. The thrust of Owen's idea was that people lacked any personal responsibility for their character, which instead resulted from environmental influences. In an early formulation of this oft-repeated premise he insisted that

  • 23 Owen, Robert, Selected Works, ed. G. Claeys (4 vols, London, Pickering & Chatto, 1993), vol. 1, p.  (...)

the character of man is, without a single exception, always formed for him ; that it may be, and is, chiefly created by his predecessors ; that they give him, or may give him, his ideas and habits, which are the powers that govern and direct his conduct. Man, therefore, never did, nor is it possible he ever can, form his own character.23

8It followed that

  • 24 Owen, R., Selected Works, vol. 1, p. 43.

Any general character, from the best to the worst, from the most ignorant to the most enlightened, may be given to any community, even to the world at large, by the application of proper means ; which means are to a great extent at the command and under the control of those who have influence in the affairs of men.24

9Thus

  • 25 Owen, R., Selected Works, vol. 1, p. 38.

by far the greater part of the misery with which man is encircled may be easily dissipated and removed ; and that with mathematical precision he may be surrounded with those circumstances which must gradually increase his happiness.25

  • 26 Owen, R., Selected Works, vol. 2, p. 181.
  • 27 Owen, R., Selected Works, vol. 1, p. 83.

10The key target, here, of course, was the Christian idea of original sin and the use of this ideal - still familiar to us today - to rationalise poverty by condemning the poor for their basic immorality, thus excusing all inequality. This attack was central to his intellectual strategy. Owen thought religion was "the most material of all those circumstances, in influencing the formation of his matured character."26 "Character" was not fixed and indelible, much less naturally evil: it was produced by the environment. Owen's counter-proposal, and the foundation of what by 1820 he would call his "social system", later shortened to "socialism", was based on the idea of the malleability of human character and behaviour, such that "'children collectively may be taught any sentiments and habits' or, in other words, 'trained to acquire any character'".27

  • 28 Owen, R., Selected Works, vol. 4, p. 8.

11It was Godwin's deductions as to the likely consequences of a belief in necessitarianism which most interested Owen, however. The first was that ceasing to blame individuals for their behaviour would bring a calming influence. Owen described in his own case that once he had understood the theory, "My mind, in consequence, gradually became calm and serene, and anger and ill-will died within me."28 Secondly, punishment was no longer sensible. At his cotton mill at New Lanark Owen first began practising the abolition of punishment. To combat pilfering,

  • 29 Owen, R., Selected Works, vol. 1, p. 48.

not one legal punishment was inflicted, not one individual imprisoned, even for an hour ; but checks and other regulations of prevention were introduced ; a short plain explanation of the immediate benefits they would derive from a different conduct was inculcated by those instructed for the purpose, who had the best powers of reasoning among themselves.29

  • 30 Owen, R., Selected Works, vol. 1, p. 68.
  • 31 Mill's disciple Alexander Bain would later term this view "modified fatalism" (Mental and Moral Sci (...)
  • 32 Owen, R., Selected Works, vol. 1, pp. 8-9.
  • 33 Owen, R., Selected Works, vol. 1, p. 312.

12At New Lanark Owen was a pioneer in the education of factory children, opening the Institution for the Formation of Character in 1816. Here children were "taught and trained in the institution for forming their character without any punishment". It was thus "the essence of irrationality to suppose that any human being, from the creation to this day, could deserve praise or blame, reward or punishment, for the prepossessions of early education."30 This was thereafter a central doctrine in Owenism. But Owen was not a fatalist, since his conception of character included the premise that circumstances could be ameliorated.31 The presumption that an improvement in "circumstances" would produce an amelioration in "character" was however not more extensively developed by him. It left much to be desired in describing how choice and agency might work, and in explaining how individuals could readily embrace one course of action over another. But Owen did concede (here in 1812) that "we can materially command those circumstances which influence character", citing as an example the possibility of providing "a speedy and radical improvement in society" by giving a "rational education … to all those in the lower walks of life", such that "the character of the whole community will rise many degrees; and, while none can suffer by this measure, all must be essentially benefited." He added that "But this cannot be effected by individual exertion. It requires our collective force to accomplish it; and fortunately this will be found equal to its attainment."32 This left open the question as to just how far individuals participated in the process of self-formation. Superficially, at least, their role seemed negligible. "Society" was the agent Owen usually cited where the creation of "new circumstances" was concerned, and he looked forward to a time when "society shall be taught to govern circumstances".33 The process by which this would take place simply involved becoming acquainted with the new science of circumstances:

  • 34 Owen, R., Selected Works, vol. 2, pp. 21-22.

man is a being formed to be irresistibly controlled by external circumstances, and to be compelled to act according to the knowledge which these circumstances produce in him ; that a knowledge of this fact will compel him to make himself acquainted with the nature of circumstances, so as to understand the effects which they will produce on human nature, and, through that knowledge, compel him to govern all circumstances, within his control, for the benefit of his own and succeeding generations.34

  • 35 Owen, R., Selected Works, vol. 2, pp. 58, 62, 65.
  • 36 Owen, R., Selected Works, vol. 2, p. 97.

13This hinted at individual agency, but no more. Owen asserted of "the overwhelming influence of circumstances over human nature" that "it is most evident that the individual has not the smallest control in all this, for in fact, he possesses nothing of his own creation", and that "man ever has been the creature of the particular faculties, qualities, and propensities, which he has been forced to receive at birth, and of the circumstances in which he has been forced to exist after birth. Man therefore never was, nor can he ever become a free agent or a responsible being… he does not in any degree form himself, physically or mentally, and therefore cannot be a free or responsible agent ". This makes it clear that a fatalist conclusion could be reached from his central doctrine.35 Indeed he thought "the doctrine of free-will and responsibility is not only implicitly believed in by the great mass of mankind, but is considered as the very foundation stone of the social fabric."36 So to concede much ground on this point could undermine his central argument. Only rarely would Owen project how intellectual ability might serve to show how "circumstances" would evolve in the future:

  • 37 Owen, R., Selected Works, vol. 2, p. 160.

In the improved society that will arise, when all shall be trained in rational circumstances only, the individuals naturally possessing superior intellectual faculties will become members of a new profession, in which their powers will be applied to the most valuable, instead of the most injurious purposes. They will be taught to acquire a correct knowledge of the influence of circumstances, in giving a superior or an inferior direction to the human faculties, and will thus become 'Professors of the Science of the Formation of Character ;' which science will soon be discovered to be, beyond all comparison, more valuable to themselves and their fellow-beings than all other sciences hitherto discovered.37

14Before we turn to Mill, it is worth recalling that Owen's formulation of this problem would become central to another socialist writing in the same period: Karl Marx. On the most extreme version of the principle of necessity, a people could only become virtuous if those who formed their circumstances were themselves virtuous. But this left open the obvious question as to how they themselves could be virtuous. The same problem applied to class consciousness, and the conversion of the proletariat to a revolutionary outlook. Marx grappled with the implications of this problem in the third "Thesis on Feuerbach" (1845), which stated that

The materialist doctrine that men are products of circumstances and upbringing, and that, therefore, changed men are products of other circumstances and changed upbringing, forgets that it is men who change circumstances and that the educator must himself be educated. Hence, this doctrine is bound to divide society into two parts, one of which is superior to society (in Robert Owen, for example).

  • 38 Marx, Karl, and Frederick Engels, Collected Works (50 vols, Lawrence & Wishart, 1975-2004), vol. 5, (...)

The coincidence of the changing of circumstances and of human activity can be conceived and rationally understood only as revolutionising practice.38

Mill's Mental Crisis

15How then did Owenism affect Mill? We have seen that Mill first encountered Owenite necessitarianism during some three months in 1825, when debating some of Owen's followers in the London Co-operative Society. Shortly thereafter he fell into a profound depression, which it appears may have been triggered, at least partly, by the Owenite doctrine respecting character. For while Mill's chief concerns in his debate with Thompson were political-economic, he was becoming aware that both friends and opponents alike regarded him as a mere parrot of Bentham and his father, a "reasoning machine" created by their educational experiment, rather than an independent thinker. He began to see himself as a victim of his extraordinary education, and a casualty of it, a mere bystander in his own formation. A prodigy he was, but he was someone else's prodigy. As he began to engage with the doctrine of necessity, the realisation that he was the living embodiment of its conclusions slowly began to overwhelm him. Soon, he wrote in his Autobiography,

  • 39 Mill, John Stuart, Autobiography (2nd edn, 1873), pp. 169-70.

the doctrine of what is called Philosophical Necessity weighed like an incubus on my existence. I felt as if I was the helpless slave of antecedent circumstances ; as if the character of all persons had been formed for them by agencies beyond their control, and was wholly out of their power… I pondered painfully on the subject, till gradually I saw light through it. I perceived, that the word Necessity, as a name for the doctrine of Cause and Effect applied to human action, carried with it a misleading association ; and that this association was the operative force in the depressing and paralysing influence which I had experienced : I saw that though our character is formed by circumstances, our own desires can do much to shape those circumstances ; and that what is really inspiriting and ennobling in the doctrine of freewill, is the conviction that we have real power over the formation of our own character ; that our will, by influencing some of our circumstances, can modify our future habits or capabilities of willing… From that time I drew in my own mind, a clear distinction between the doctrine of circumstances, and Fatalism ; discarding altogether the misleading word Necessity. The theory, which I now for the first time rightly apprehended, ceased altogether to be discouraging, and besides the relief to my spirits, I no longer suffered under the burden, so heavy to one who aims at being a reformer in opinions, of thinking one doctrine true, and the contrary doctrine morally beneficial. The train of thought which had extricated me from this dilemma, seemed to me, in after years, fitted to render a similar service to others ; and it now forms the chapter on Liberty and Necessity in the concluding Book of my System of Logic.39

  • 40 Packe, M., The Life of John Stuart Mill, p. 265.

16As Mill's leading biographer, Michael Packe, expressed it, Mill initially "found himself in a dilemma. If the will of man was subject to causation, how could a man be held responsible for his actions? Since every effect must have a cause, his volitions were determined by circumstances beyond his own control, by his upbringing and education, by his mental and physical condition."40 This was a very personal issue; Mill felt that he had successfully resisted becoming what it appeared his father had intended to make him, a mere reasoning machine. If he could change, and remake his own character, this needed to be generalised at the theoretical level, as some variant of free will. 

  • 41 Ryan, A., The Philosophy of John Stuart Mill, p. 118.

17In Mill's account, necessity implies that all actions result from causes, while fatalism further contends that struggling against such actions is useless since they will occur inevitably. Fatalism thus became Mill's key target. Owenism was and is often identified with it, and portrayed as proposing the view that we cannot alter our characters; Alan Ryan for instance writes of the "overbold Owenite argument that we cannot change (even if we want to)".41 Yet this argument, which if true doubtless would have hampered Owenism's intellectual development, since it sought social change on an extraordinarily wide scale, is clearly exaggerated. Certainly many Owenites were not able to explain adequately how the agency of social change was to be activated, beyond Owen's personal and often paternalistic leadership. Some more educated Owenites, like Charles Bray and Henry Travis, we will see, however, recognised the difficulties of Owen's overly crude formulation of the doctrine, and tried to establish an ideal of self-formation, in Travis's case in response to Mill himself. For the Owenites were not in fact fatalists, no matter how crudely their foundational principle was formulated. And ironically, what Owenism came to mean for many was in fact a doctrine of collective self-organisation, or co-operation, an expression of working-class consciousness manifesting itself as an empowering will to act. Far from implying passivity, thus, it had for many the very reverse effect.

  • 42 Mill, J.S., On Liberty, p. 7.
  • 43 Mill, J.S., On Liberty, p. 103.
  • 44 Mill, J.S., Collected Works, vol. 10, p. 488.

18What is notable about the narrative Mill offered in the Autobiography is that he did not draw attention to the impact of his recrafting of necessitarianism for On Liberty, where indeed at the outset, as we have seen, he explicitly denied that the doctrine of free will was at issue, describing instead its subject instead as the defence of "Civil, or Social Liberty: the nature and limits of the power which can be legitimately exercised by society over the individual".42 Yet what Victorian and many subsequent readers often took to be the core of On Liberty, the defence of individuality, in fact relies on an idea of the self-formation of character. It is not only crucial to Mill's doctrine of liberty as such, but was his most explicit deduction from the bruising encounter with necessitarianism in 1826. On Liberty was thus in fact centrally concerned with the doctrine of free will. Individuality was precisely the assertion of the doctrine of self-formation, which was the expression of the "'individual vigour and manifold diversity,' which combine themselves in 'originality'" (quoting from Wilhelm von Humboldt).43 This "originality" represented a summing up of Mill's fears about the prospect of the inevitable triumph of mass democracy, which he had expressed since the early 1830s, notably in his brief essay "On Genius" (1831), and which had been bolstered by his reading of Tocqueville in the mid '30s. His defence of the necessity of a progressive elite, educated minority would be central to the politics of the Considerations on Representative Government (1861), and to the philosophy of Utilitarianism (1863), where it was presented chiefly in the form of the superiority of the "higher" to the "lower" pleasures. So the defence of free will was not only central to On Liberty: it represented the wedding of Mill's social and political with his moral philosophy. To defend a free society meant that we had to be capable of freedom individually, which meant we had to possess a free will. Mill came to believe that morality involved a constant struggle between good and evil, such that, as he put it in his essay, "Theism", "a battle is constantly going on, in which the humblest human creature is not incapable of taking some part, between the powers of good and those of evil, and in which every even the smallest help to the right side has its value in promoting the very slow and often almost insensible progress by which good is gradually gaining ground from evil". This postulate in Mill's view was "the most animating and invigorating thought which can inspire a human creature".44

A System of Logic (1843)

  • 45 He wrote in 1860, before crossing the passage out, that "the chapter on Free Will & Necessity, to w (...)

19To clarify the process by which Mill reached this position we need briefly to summarise his approach to these arguments fifteen years earlier, in his best known statement of the subject. In Book 6, chapter 2 of A System of Logic, on "the Logic of the Moral Sciences", Mill reflected on what value the philosophy of necessity might have. The chapter "Of Liberty and Necessity", which he considered the best part of the book, laid out his views as they had evolved since 1826.45 Here Mill established that the choice lay between the

  • 46 Mill, John Stuart, A System of Logic (2 vols, 1843), vol. 2, p. 479.

doctrine of Necessity, as asserting human volitions and actions to be necessary and inevitable. The negative maintains that the will is not determined, like other phenomena, by antecedents, but determines itself ; that our volitions are not, properly speaking, the effects of causes, or at least have no causes which they uniformly and implicitly obey.46

20Mill himself took the former view, terming it the "doctrine of causation"; that is to say, if we know the character and disposition of someone, and all the motives which affect them, their behaviour may be predicted. Again the confrontation was specifically with Owenism. Mill chiefly aimed here to avoid confusing the idea that general laws govern human behaviour with the view that our behaviour is completely and unalterably determined. The latter approach, fatalism, was the belief

  • 47 Mill, J.S., A System of Logic, vol. 2, pp. 484-5.

that his nature is such, or that his education and circumstances have so moulded his character, that nothing can now prevent him from feeling and acting in a particular way, or at least that no effort of his own can hinder it. In the words of the sect which in our own day has so perseveringly inculcated and so perversely misunderstood this great doctrine, his character is formed for him, and not by him ; therefore his wishing that it had been formed differently is of no use ; he has no power to alter it.47

21The latter Mill termed "a grand error". He insisted that the individual had

  • 48 Mill, J.S., A System of Logic, vol. 2, p. 485.

to a certain extent, a power to alter his character. Its being, in the ultimate resort, formed for him, is not inconsistent with its being, in part, formed by him as one of the intermediate agents. His character is formed by his circumstances (including among these his particular organization) ; but his own desire to mould it in a particular way, is one of those circumstances, and by no means one of the least influential.48

22This idea of the self-formation of character, we will shortly see, was to be central to Mill's most famous exposition of the topic, in On Liberty. In the Logic he insisted that Owenite fatalism was to be countered with the idea that we can will a change in ourselves:

  • 49 Mill, J.S., A System of Logic, vol. 2, p. 486.

The depressing effect of the fatalist doctrine can only be felt where there is a wish to do what that doctrine represents as impossible. It is of no consequence what we think forms our character when we have no desire of our own about forming it ; but it is of great consequence that we should not be prevented from forming such a desire by thinking the attainment impracticable, and that if we have the desire, we should know that the work is not so irrevocably done as to be incapable of being altered.49

23This was Mill's conclusion from the experience of the mental crisis of 1826. He now insisted that

  • 50 Mill, J.S., A System of Logic, vol. 2, pp. 486-7.

to render our consciousness of freedom complete, that we should actually have made our character all we have hitherto wished to make it ; for if we have wished, and not attained, we have not power over our own character, we are not free. Or at least, we must feel that our wish, if not strong enough to alter our character, is strong enough to conquer our character when the two are brought into conflict in any particular case of conduct.50

  • 51 Mill, J.S., A System of Logic, vol. 2, p. 489.

24Mill now considered that "the doctrine of the causation of our volitions by motives, and of motives by the desirable objects offered to us, combined with our particular susceptibilities of desire" was "sufficiently established".51 Determining that some part of our behaviour lay under our control so long as we willed it did not prevent the generalisation that a knowledge of circumstances could still permit the forecasting of behaviour, however. "We are exactly as capable", Mill asserted in the Logic, "of making our own character,

  • 52 Mill, J.S., Collected Works, vol. 8. p. 841 (System of Logic, vol. 2, p. 485), following the discus (...)

if we will, as others are of making it for us : Thus, this feeling, of our being able to modify our own character if we wish, is itself the feeling of moral freedom which we are conscious of. A person feels morally free, who feels that his habits or his temptations are not his masters, but he theirs : who even in yielding to them knows that he could resist ; that were he, for any reason, desirous of altogether throwing them off, there would not be required for that purpose a stronger desire than he knows himself to be capable of feeling.52

  • 53 Mill, J.S., A System of Logic, vol. 2, p. 576.

25This was true collectively as well as individually, that is to say, as sociology as well as psychology. Mill (in)famously here later attempted to plot what these sciences might look like, describing the "science of the formation of character" as "ethology", and "political ethology" as "the science of the causes which determine the type of character belonging to a people or to an age."53 The magnitude of the task of ascertaining how causes formed collective character, however, led him to abandon the task of ever setting out such general principles at length. He was particularly interested in the motives which offset an obsessive desire for accumulating wealth, as the latter was more prominent in Britain and America than in continental nations. Mill's vision of the future, particularly as outlined in the Principles of Political Economy (1848), hinted at a necessary shift here towards the continental and away from the Anglo-American model. Here he sought to explain why some nations (notably France, which he knew well) sought greater leisure, pleasure, culture, and the enjoyment of life, whilst others - chiefly Britain and America - concentrated on money-making, which to Mill produced an inferior experience of life.

  • 54 See my "'Individualism', 'Socialism', and 'Social Science': Further Notes on Process of Conceptual (...)
  • 55 In his 1854 diary: The Letters of John Stuart Mill (2 vols, London, Longmans, Green & Co., 1910), v (...)

26Necessitarianism thus had two main implications for Mill by 1843. On the one hand, the assertion of definite social laws respecting the formation of character alone made a "social science" possible. This had already been present in Owenism, which popularised this phrase from the mid 1820s onwards.54 On the other, the assertion of free will alone made virtue possible. Both positions, Mill remarked in 1854, "rightly understood", were true, since "It is necessary, that is, it was inevitable from the beginning of things, that I should freely will whatever things I do will".55 If there were no ascertainable pattern to human behaviour, no social science could exist. But if people were not capable of choice over at least some of their actions, virtue was impossible.

On Liberty (1859) and An Examination of Sir William Hamilton's Philosophy (1865)

  • 56 Mill, J.S., On Liberty, p. 111.
  • 57 See my John Stuart Mill, pp. 104-111. The term "secularism" was coined by his Owenite friend George (...)

27More successful than the vain attempt to elaborate on the concept of ethology was the exposition of the idea of the self-formation of character in On Liberty, which would become Mill's best-known account of the process. As we have seen, Mill denied in his Introductory chapter that the book concerns "the so-called Liberty of the Will". The chapter on Individuality, however, reveals that exercising our will freely is actually central to Mill's argument, for this alone makes virtue and intellectual progress possible. A key focus here is "the Calvinistic theory", where "the one great offence of man is Self-will. All the good of which humanity is capable, is comprised in Obedience [...]. Human nature being radically corrupt, there is no redemption for any one until human nature is killed within him."56 As with Owen, thus, one main target here is the paralysing idea of original sin - and we should recall that Mill was a secularist avant la lettre, although he was often compelled to disguise his beliefs.57 For Mill the antidote to the passive implications of such doctrines is "Pagan self-assertion", and the free development of human capacities. This process centres on the development of individuality, the cultivation of genius and originality, and an avoidance of the collective mediocrity of the masses and of the "despotism of custom". On Liberty was of course centrally concerned with defending the freedoms of opinion and action which would assist this individuality, but tends today to be associated more with the former than the latter ideals. Individuality, however, not merely required, but was essentially defined by the exercise of free will, without which the self-formation of character was impossible. Merely following custom and tradition implied the passive formation of character:

  • 58 Mill, J.S., On Liberty, p. 102.

Where, not the person's own character, but the traditions or customs of other people are the rule of conduct, there is wanting one of the principal ingredients of human happiness, and quite the chief ingredient of individual and social progress.58

  • 59 Mill, J.S., On Liberty, pp. 105-6.

28By contrast individual spontaneity implied a capacity and willingness to act against the views predominating at any one time: "He who does anything because it is the custom, makes no choice [...]. He who lets the world, or his own portion of it, choose his plan of life for him, has no need of any other faculty than the ape-like one of imitation. He who chooses his plan for himself, employs all his faculties."59 Not everyone, however, was capable of exercising this choice:

  • 60 Mill, J.S., On Liberty, p. 119.

The initiation of all wise or noble things comes and must come from individuals ; generally at first from some one individual. The honour and glory of the average man is that he is capable of following that initiative ; that he can respond internally to wise and noble things, and be led to them with his eyes open.60

  • 61 Mill, J.S., On Liberty, p. 121.

29A few, however, were capable of exercising "genius, mental vigour, and moral courage". 61 These few could act as beacons to the rest, who should nonetheless, Mill observed, with Carlyle's doctrine of the hero in mind, not passively follow them, but rather endeavour to think through the consequences of their thoughts and actions themselves.

30On Liberty thus offered a defence of freedom of speech and action whose purpose was the promotion of individuality. The latter, in turn, was largely defined by Mill as the capacity to act against custom and tradition - "circumstances" - in order to form our own character and opinions. To possess "character", to choose one's own life plan, and to make moral choices, was the essence of what it was to be a person, as opposed to being an automaton or a sheep. This was a restatement of what it meant to possess free will as the Logic had defined it. Only a few might initially be capable of exercising such freedoms, but the onward progress of civilisation depended on their capacity to realise it, and the deference of others towards their achievements. Seen from this perspective, the defence of free will is in fact central to the text. Much, however, was left to be clarified in this account.

31These themes were reiterated in Mill's An Examination of Sir William Hamilton's Philosophy (1865). Here Mill's empiricist attack on Hamilton's intuitionism also raised the issue of free will by way of defending virtue. Mill asserted that "To be conscious of free-will, must mean, to be conscious, before I have decided, that I am able to decide either way." He continued:

  • 62 Mill, John Stuart, An Examination of Sir William Hamilton's Philosophy (1865, 4th edn, 1872), pp. 5 (...)

The difference between a bad and a good man is not that the latter acts in opposition to his strongest desires ; it is that his desire to do right, and his aversion to doing wrong, are strong enough to overcome, and in the case of perfect virtue, to silence, any other desire or aversion which may conflict with them. It is because this state of mind is possible to human nature, that human beings are capable of moral government : and moral education consists in subjecting them to the discipline which has most tendency to bring them into this state.62

32Here Mill also noted of the advocates of philosophical necessitarianism that

  • 63 Mill, J.S., Collected Works, vol. 9, p. 453.

Many of these - in particular Mr. Owen and his followers - from a recognition of the fact that volitions are effects of causes, have been led to deny human responsibility. I do not mean that they denied moral distinctions. Few persons have had a stronger sense of right and wrong, or been more devoted to the things they deemed right. What they denied was the rightfulness of inflicting punishment. A man's actions, they said, are the result of his character, and he is not the author of his own character. It is made for him, not by him. There is no justice in punishing him for what he cannot help. We should try to convince or persuade him that he had better act in a different manner ; and should educate all, especially the young, in the habits and dispositions which lead to well-doing : though how this is to be effected without any use whatever of punishment as a means of education, is a question they have failed to resolve. The confusion of ideas, which makes the subjection of human volitions to the law of Causation seem inconsistent with accountability, must thus be very natural to the human mind ; but this may be said of a thousand errors, and even of some merely verbal fallacies.63

  • 64 Mill, J.S., Collected Works, vol. 8, p. 841 (Logic).
  • 65 Mill, John Stuart, Utilitarianism (Parker, Son, and Bourne, 1863), p. 23.
  • 66 Ryan, Allan, On Politics (London, Allen Lane, 2012), p. 708.

33Mill's mature position, then, reworked in the Logic, On Liberty, and his response to Hamilton, asserted that the progress of civilisation depended on the ability of an educated or talented minority to possess "character", meaning both the ability, and willingness, to craft our own personality and the ability to choose virtue over vice. A Stoic form of "self-command", or self-mastery, captures both of these attributes. For so long as we remain at the mercy of desires which we cannot control, we are not "free". "And hence", Mill said in the 1868 edition of the Logic, "it is said with truth that none but a person of confirmed virtue is completely free."64 And we should also recall here that in Utilitarianism (1863), Mill wrote that the "highest virtue which can be found in man" was to "serve the happiness of others by the absolute sacrifice of his own".65 Such a sacrifice of course required great awareness of the possibility of exercising free will, and of the choices involved. Doubtless Mill presumed that the educated minority were tasked with making just such a sacrifice, though he expressed scepticism on various occasions about their capacity to do so as a group. But an essentially republican ideal of self-government required just such sacrifices from its rulers. And this notion of personal sacrifice for the common good gelled with Owenism's demand for deferral to the greater social good. Mill's utilitarianism was, Alan Ryan insists, secular and universalist, and Mill like the Owenites relied on conscience to carry much of the burden of the enforcement of norms.66 His revised utilitarianism can thus be conceived as indebted to Owenism in part.

The Afterlife of a Debate: Charles Bray and Henry Travis on Necessity

  • 67 Haslam, C.J., A Defence of the Social Principles (1838), p. 8.
  • 68 Holyoake, George Jacob, Rationalism (J. Watson, 1845), p. 42, quoted in Claeys, Gregory, ed., Oweni (...)

34Surprisingly little has been written on Owenite attempts to grapple with the implications of necessitarianism, and even less on how it triangulates with Mill's engagement with the issue. Owenites were fond of claiming that their central principle had a calming effect on those who adopted it. The lecturer C. J. Haslam, for instance, noted that "The moment a man embraces our principles, that moment he is stripped of anger and revenge for ever. That moment his feelings are reversed, and this is effected by him believing in the irresponsibility of man, which, they say, is a doctrine so dangerous".67 Others, however, claimed that it made Owen's followers unduly passive, and uncritical. Holyoake, for instance, complained that "an audience of English communists who eschew praise and blame, are as free from animation as Egyptian mummies. They are very obliging but are very mute. Truth and falsehood, right and wrong, are received by them with the same respectful attention".68

  • 69 Bray, Charles, Phases of Opinion and Experience During a Long Life (Longmans, Green & Co., 1884), p (...)
  • 70 Bray, Charles, The Philosophy of Necessity (Longman, Green, Longman, & Roberts, 1863), pp. 422-23.

35The most impressive contribution to the Owenite debate over necessity came from the Coventry ribbon manufacturer, Charles Bray (1811-84), who published a two-volume account of it entitled The Philosophy of Necessity; or, The Law of Consequences; As Applicable to Mental, Moral, and Social Science (1842), with a 2nd edition appearing in 1863 with the title, The Philosophy of Necessity; or, Natural law as Applicable to Moral, Mental, and Social Science. Bray's 1884 autobiography confronted Mill's mental crisis directly, and declared himself in perfect agreement with the harm principle in Mill's On Liberty.69 He did not mention Mill in the first edition of The Philosophy of Necessity, but paid homage to On Liberty in the second.70

  • 71 There is a brief discussion of his activities in Harrison, J.F.C., Robert Owen and the Owenites in (...)
  • 72 Travis, Henry, Moral Freedom Reconciled with Causation (Longmans, Green & Co., 1865), pp. 16-17, 19 (...)
  • 73 Bain, Alexander, On the Study of Character (Parker and Son, 1861), p. 13.

36The second Owenite writer to tackle these issues was Henry Travis (1807-84), a Scarborough physician who became Owen's lieutenant in his later years.71 Travis thought Owen's approach to necessity flawed, and believed it was at least partly responsible for the failure of the great communitarian effort at Queenwood, Hampshire (1839-45), going further than Bray on this issue. In Moral Freedom Reconciled with Causation (1865) Travis argued instead for a measure of free will and a "power of self-determination", engaging extensively with Mill on the question, and, while faulting Mill too for insufficiently grasping the issue, agreeing that the crude necessitarian view that there was no self-determination was erroneous. He also took issue with a central deduction of Owen's, against the justice of punishment, contending that Mill's defence of punishment was untenable, while nonetheless conceding that an aversion to punishment could well serve as a motive to good conduct before punishment could be eventually abolished.72 A few other efforts to develop Mill's account of ethology occurred, notably by one of his foremost disciples, Alexander Bain, whose On the Study of Character (1861) reduced the problem to "the art of Education, in the widest sense of the term, including the formation of national or collective character, as well as individual."73

Conclusion

  • 74 Harrison, J.F.C., Robert Owen and the Owenites in Britain and America, p. 243.
  • 75 Rees, J.C., Mill and His Early Critics (University College, Leicester, 1956), p. 8.

37For most readers it may well be the case, as J. F. C. Harrison wrote some fifty years ago, that "Today the paradox of free will and determinism with which Bray and Travis wrestled seems sterile and remote."74 In an age where "fake news" and propaganda are often central to our understanding of reality, this issue may take on a more contemporary relevance. Nonetheless the momentousness of this debate to Mill's development is unquestionable. The idea of a free will was central to the key doctrine of individuality in On Liberty. Possessing a free will meant being able to challenge mere custom and tradition, and thinking for oneself. This alone permitted the forward progressive movement of any society, which would otherwise fall into a condition of stasis and immobility. The doctrine of the self-formation of character was thus at the root of the defence of the concept of individuality, which is in turn the key argument in On Liberty as a whole, which the text centrally defends against the conformity and mediocrity of modern society. Nor was the problem marginal to social theory in the coming years: the free will problem is still a staple of philosophic discourse. Mill's "incubus", or nightmare, turned out to furnish plentiful philosophic inspiration from 1826 onwards. His attempt to confront its implications provided the basis for his mature moral, social and political philosophy. The necessitarian accusation that he was himself nothing other than the creation of circumstances produced the most robust defence of liberty and free will of the epoch. It may well be, as J. C. Rees has written, that "No conclusions about the free-will problem entail any particular theory of civil or political liberty".75 But in Mill's case, certainly, the affirmation of free will helped to spawn western liberalism's best known defence of liberty. Would that all bad dreams were so productive.

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Bibliographie

Primary sources

Bain, Alexander, On the Study of Character (Parker and Son, 1861)

Bain, Alexander, Mental and Moral Science. A Compendium of Psychology and Ethics, Longmans, Green & Co., 1884)

Bray, Charles, The Philosophy of Necessity (2nd edn, Longman, Green, Longman, & Roberts, 1863)

Bray, Charles, Phases of Opinion and Experience During a Long Life (Longmans, Green & Co., 1884)

Claeys, Gregory, ed., Owenite Socialism. Pamphlets and Correspondence (8 vols, London, Routledge, 2005)

Collins, Anthony, Philosophical Inquiry Concerning Human Liberty (1717, 4th edn, 1749)

Godwin, William, Enquiry Concerning Political Justice (London, Penguin Books, 1976)

Haslam, C.J., A Defence of the Social Principles (1838)

Hazard, Rowland G., Two Letters on Causation and Freedom in Willing, Addressed to John Stuart Mill (London, Longmans, Green, Reader & Dyer, 1869)

Hazlitt, William, The Spirit of the Age, or Contemporary Portraits (4th edn, London, G. Bell and Sons, 1915)

Holyoake, George Jacob, Rationalism (J. Watson, 1845)

Marx, Karl, and Frederick Engels, Collected Works (50 vols, Lawrence & Wishart, 1975-2004), vol. 5

Mill, John Stuart, The Collected Works of John Stuart Mill, 33 vols, eds. Francis E. Mineka et al, (Toronto, University of Toronto Press, 1981-91)

Mill, John Stuart, A System of Logic (2 vols, 1843)

Mill, John Stuart, On Liberty, (John W. Parker & Son, 1859)

Mill, John Stuart, Utilitarianism (Parker, Son, and Bourne, 1863

Mill, John Stuart, An Examination of Sir William Hamilton's Philosophy (1865, 4th edn, 1872)

Mill, John Stuart, Autobiography (2nd edn, 1873)

Mill, John Stuart, The Letters of John Stuart Mill (2 vols, London, Longmans, Green & Co., 1910), vol. 2

Owen, Robert, Selected Works, ed. Gregory Claeys (4 vols, London, Pickering & Chatto, 1993)

Priestley, Joseph, The Doctrine of Philosophical Necessity Illustrated (1777)

Travis, Henry, Moral Freedom Reconciled with Causation (Longmans, Green & Co., 1865)

Secondary sources

Baum, Bruce, Re-reading Power and Freedom in J. S. Mill, (Toronto, University of Toronto Press, 2000)

Capaldi, Nicholas, John Stuart Mill. A Biography (Cambridge, Cambridge University Press, 2003)

Claeys, Gregory, "'Individualism', 'Socialism', and 'Social Science': Further Notes on Process of Conceptual Formation 1800 ‑ 1850", Journal of the History of Ideas, 47, no. 1 (January 1986), pp. 81‑93

Claeys, Gregory, Mill and Paternalism (Cambridge, Cambridge University Press, 2013)

Claeys, Gregory, John Stuart Mill: A Very Short Introduction (Oxford; Oxford University Press, 2022)

Craig, E.T., Memoir and In Memoriam of Henry Travis, M .D., English Socialist (Manchester, 1884)

Davidson, Martin, The Free Will Controversy (London, Watts & Co., 1942)

Dworkin, Ronald, ed., Mill's On Liberty. Critical Essays (London, Rowman & Littlefield, 1997)

Frede, Michael, Free Will. Origins of the Notion in Ancient Thought (University of California Press, 2011)

Gray, John, Mill On Liberty. A Defence (London, Routledge & Kegan Paul, 1983)

Hamburger, Joseph, John Stuart Mill on Liberty and Control (Princeton, Princeton University Press, 1999)

Harris, James A., Of Liberty and Necessity. The Free Will Debate in Eighteenth-Century British Philosophy (London, Clarendon Press, 2005)

Harrison, J.F.C., Robert Owen and the Owenites in Britain and America. The Quest for the New Moral World (London & New York, Routledge & Kegan Paul, 1969)

Himmelfarb, Gertrude, On Liberty and Liberalism. The Case of John Stuart Mill (London, Alfred A. Knopf, 1974)

Honderich, Ted, How Free Are You? (Oxford, Oxford University Press, 1993)

Kane, Robert, ed., The Oxford Handbook of Free Will (Oxford, Oxford University Press, 2002)

Kurer, Oscar, John Stuart Mill. The Politics of Progress (Garland, 1991)

Justman, Stewart, The Hidden Text of Mill's Liberty (London, Rowman & Littlefield, 1991)

McCabe, Helen, John Stuart Mill, Socialist (Montréal, McGill-Queens University Press, 2021)

Mill, Dale E., J. S. Mill. Moral, Social and Political Thought (London, Polity, 2010)

Millgram, Elijah, “Mill’s Incubus”, in in Ben Eggleston, Dale E. Miller, and David Weinstein, eds., John Stuart Mill and the Art of Life (Oxford, Oxford University Press, 2011), pp. 169-91

O'Connor, D.J., Free Will (Basingstoke, Macmillan, 1972)

Packe, Michael St. John, The Life of John Stuart Mill, Basingstoke, Macmillan, 1954

Philp, Mark, Godwin's Political Justice (London, Duckworth, 1986)

Pink, Thomas, Free Will. A Very Short Introduction (Oxford, Oxford University Press, 2004)

Rees, J.C., Mill and His Early Critics (University College, Leicester, 1956)

Reeves, Richard, John Stuart Mill, Victorian Firebrand, London, Atlantic Books, 2007

Riley, Jonathan, Mill On Liberty (London, Routledge, 1998)

Ryan, Alan, John Stuart Mill (London, Routledge & Kegan Paul, 1974)

Ryan, Alan, The Philosophy of John Stuart Mill (2nd edn, London, Macmillan, 1987)

Ryan, Allan, On Politics (London, Allen Lane, 2012)

Semmel, Bernard, John Stuart Mill and the Pursuit of Virtue, (New Haven, Yale University Press, 1984)

Scarre, Geoffrey, Mill's On Liberty. A Reader's Guide (London & New York, Continuum, 2007)

Ten, C.L., Mill On Liberty (London, Clarendon Press, 1980)

Ten C.L., ed., Mill's On Liberty. A Critical Guide (Cambridge, Cambridge University Press, 2010)

Thomas, D. O., The Honest Mind. The Thought and Work of Richard Price (London, Clarendon Press, 1977)

Thornton, Neil, The Problem of Liberalism in the Thought of John Stuart Mill (Garland, 1987)

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Notes

1 This article summarises and extends parts of the arguments presented in my Mill and Paternalism (Cambridge, Cambridge University Press, 2013), and John Stuart Mill: A Very Short Introduction (Oxford; Oxford University Press, 2022). A recent assessment of Mill's socialism is McCabe, Helen, John Stuart Mill, Socialist (Montréal, McGill-Queens University Press, 2021), which does not expand on the issues explored here.

2 His speeches are reprinted in the Collected Works of John Stuart Mill, 33 vols, eds. Francis E. Mineka et al, (Toronto, University of Toronto Press, 1981-91), vol. 26.

3 Ryan, Alan, The Philosophy of John Stuart Mill (London, Macmillan, 1987), p. 107, and generally pp. 103-32.

4 Ryan, Alan, John Stuart Mill (London, Routledge & Kegan Paul, 1974), p. 18.

5 Capaldi, Nicholas, John Stuart Mill. A Biography (Cambridge, Cambridge University Press, 2003), pp. 201-11.

6 Even compendia such as Kane, Robert (ed.), The Oxford Handbook of Free Will (Oxford, Oxford University Press, 2002), contain no mention of the Mill-Owen controversy. One of the few exceptions is the now-dated study by Davidson, Martin, The Free Will Controversy (London, Watts & Co., 1942), pp. 72-5, which describes the Owenite view as "fatalist".

7 Honderich, Ted, How Free Are You? (Oxford, Oxford University Press, 1993), p. 84.

8 Amongst the contemporary responses, Rowland G. Hazard observed that "to answer the Owenites requires the admission that we can act without being first acted upon", Two Letters on Causation and Freedom in Willing, Addressed to John Stuart Mill, (London, Longmans, Green, Reader & Dyer, 1869) p. 293.

9 Many well-known studies of Mill and "liberty" generally have very little or nothing to say about this relationship, e.g. Hamburger, Joseph, John Stuart Mill on Liberty and Control (Princeton, Princeton University Press, 1999), Gray, John, Mill On Liberty. A Defence (London, Routledge & Kegan Paul, 1983), Himmelfarb, Gertrude, On Liberty and Liberalism. The Case of John Stuart Mill (London, Alfred A. Knopf, 1974), Dworkin, Ronald, ed., Mill's On Liberty. Critical Essays (London, Rowman & Littlefield, 1997), Ten, C.L., Mill On Liberty (London, Clarendon Press, 1980), Thornton, Neil, The Problem of Liberalism in the Thought of John Stuart Mill (Garland, 1987), Justman, Stewart, The Hidden Text of Mill's Liberty (London, Rowman & Littlefield, 1991), Kurer, Oscar, John Stuart Mill. The Politics of Progress (Garland, 1991), Mill, Dale E., J. S. Mill. Moral, Social and Political Thought (London, Polity, 2010), Riley, Jonathan, Mill On Liberty (London, Routledge, 1998), Scarre, Geoffrey, Mill's On Liberty. A Reader's Guide (London & New York, Continuum, 2007), Ten C.L., ed., Mill's On Liberty. A Critical Guide (Cambridge, Cambridge University Press, 2010). In describing Owen as a "Utopian Utilitarian" Ryan comes closer to pinpointing his importance to Mill (J. S. Mill, p. 18). Of Mill's biographers, Richard Reeves (John Stuart Mill, Victorian Firebrand, London, Atlantic Books, 2007) is here more useful than Michael St. John Packe (The Life of John Stuart Mill, Basingstoke, Macmillan, 1954), though neither enter into much detail about these questions. Bernard Semmel's very useful account, however, describes Mill's "unnecessary disavowal" of On Liberty's discussion of free will, and contends that his argument here was framed "so as to make it converge with his earlier defense of free will". See Semmel, Bernard, John Stuart Mill and the Pursuit of Virtue (New Haven, Yale University Press, 1984), pp. 165-66, and on Owenism, pp. 49-51. Bruce Baum also acknowledges the links between the discussion of free will in the Logic and On Liberty in his Re-reading Power and Freedom in J. S. Mill (Toronto, University of Toronto Press, 2000), pp. 10-11, 27-8. Still more useful is Elijah Millgram's "Mill's Incubus", in Ben Eggleston, Dale E. Miller, and David Weinstein, eds., John Stuart Mill and the Art of Life (Oxford, Oxford University Press, 2011), pp. 169-91, though the Owenite context is not explained here.

10 Semmel, B., John Stuart Mill and the Pursuit of Virtue, p. 165.

11 "The subject of this Essay is not the so-called Liberty of the Will, so unfortunately opposed to the misnamed doctrine of Philosophical Necessity; but Civil, or Social Liberty: the nature and limits of the power which can be legitimately exercised by society over the individual”. Mill, John Stuart, On Liberty, (London, John W. Parker & Son, 1859) p. 7.

12 For the background see Frede, Michael, Free Will. Origins of the Notion in Ancient Thought (University of California Press, 2011). A good overview of the debate is Pink, Thomas, Free Will. A Very Short Introduction (Oxford, Oxford University Press, 2004).

13 On the eighteenth century context, see Harris, James A., Of Liberty and Necessity. The Free Will Debate in Eighteenth-Century British Philosophy (London, Clarendon Press, 2005).

14 O'Connor, D.J., Free Will (Basingstoke, Macmillan, 1972), p. 72.

15 Collins, Anthony, Philosophical Inquiry Concerning Human Liberty (1717) (4th edn, 1749), pp. iii, v.

16 Priestley, Joseph, The Doctrine of Philosophical Necessity Illustrated (1777), pp. 74, 76-77, 82, 86.

17 Thomas, D. O., The Honest Mind. The Thought and Work of Richard Price (London, Clarendon Press, 1977), p. 37.

18 Godwin, William, Enquiry Concerning Political Justice (London, Penguin Books, 1976), pp. 335, 357.

19 Philp, Mark, Godwin's Political Justice (London, Duckworth, 1986), p. 35.

20 Hazlitt, William, The Spirit of the Age, or Contemporary Portraits (4th edn, London, G. Bell and Sons, 1915), p. 24.

21 Godwin, W., Enquiry Concerning Political Justice, pp. 355-7.

22 Priestley was a member of the Manchester Literary and Philosophical Society, to which Owen was elected in November 1793. In Manchester Owen had many friends in common with Priestley, notably Thomas Percival, chair of the Society, and founder in 1795 of the Board of Health, whose interests as a factory reformer overlapped with Owen's.

23 Owen, Robert, Selected Works, ed. G. Claeys (4 vols, London, Pickering & Chatto, 1993), vol. 1, p. 62 (1813).

24 Owen, R., Selected Works, vol. 1, p. 43.

25 Owen, R., Selected Works, vol. 1, p. 38.

26 Owen, R., Selected Works, vol. 2, p. 181.

27 Owen, R., Selected Works, vol. 1, p. 83.

28 Owen, R., Selected Works, vol. 4, p. 8.

29 Owen, R., Selected Works, vol. 1, p. 48.

30 Owen, R., Selected Works, vol. 1, p. 68.

31 Mill's disciple Alexander Bain would later term this view "modified fatalism" (Mental and Moral Science. A Compendium of Psychology and Ethics, Longmans, Green & Co., 1884, p. 428).

32 Owen, R., Selected Works, vol. 1, pp. 8-9.

33 Owen, R., Selected Works, vol. 1, p. 312.

34 Owen, R., Selected Works, vol. 2, pp. 21-22.

35 Owen, R., Selected Works, vol. 2, pp. 58, 62, 65.

36 Owen, R., Selected Works, vol. 2, p. 97.

37 Owen, R., Selected Works, vol. 2, p. 160.

38 Marx, Karl, and Frederick Engels, Collected Works (50 vols, Lawrence & Wishart, 1975-2004), vol. 5, p. 7. Owen however insisted that his doctrine of circumstances did not divide society into two parts as far as government was concerned. Describing his scheme for governing communities, he noted that "no one can govern well unless he has previously served well, and has made himself master of those things respecting which he has to give instructions to govern", Owen, R., Selected Works, vol. 3, p. 338).

39 Mill, John Stuart, Autobiography (2nd edn, 1873), pp. 169-70.

40 Packe, M., The Life of John Stuart Mill, p. 265.

41 Ryan, A., The Philosophy of John Stuart Mill, p. 118.

42 Mill, J.S., On Liberty, p. 7.

43 Mill, J.S., On Liberty, p. 103.

44 Mill, J.S., Collected Works, vol. 10, p. 488.

45 He wrote in 1860, before crossing the passage out, that "the chapter on Free Will & Necessity, to which I have always attached much value as being the writing down of a train of thought which had been very important to myself many years before, & even (if I may use the expression) critical in my own development". Mill, J.S., Collected Works, vol. 15, p. 472.

46 Mill, John Stuart, A System of Logic (2 vols, 1843), vol. 2, p. 479.

47 Mill, J.S., A System of Logic, vol. 2, pp. 484-5.

48 Mill, J.S., A System of Logic, vol. 2, p. 485.

49 Mill, J.S., A System of Logic, vol. 2, p. 486.

50 Mill, J.S., A System of Logic, vol. 2, pp. 486-7.

51 Mill, J.S., A System of Logic, vol. 2, p. 489.

52 Mill, J.S., Collected Works, vol. 8. p. 841 (System of Logic, vol. 2, p. 485), following the discussion in John Stuart Mill: A Very Short Introduction, p. 41.

53 Mill, J.S., A System of Logic, vol. 2, p. 576.

54 See my "'Individualism', 'Socialism', and 'Social Science': Further Notes on Process of Conceptual Formation 1800 ‑ 1850", Journal of the History of Ideas, 47, no. 1 (January 1986), pp. 81‑93. The phrase had two main meanings in Owenism: the sense of a science of society, or an accurate delineation of how the economy in particular worked; and the sense of a method for promoting social or aggregate as opposed to individual well-being.

55 In his 1854 diary: The Letters of John Stuart Mill (2 vols, London, Longmans, Green & Co., 1910), vol. 2, p. 375.

56 Mill, J.S., On Liberty, p. 111.

57 See my John Stuart Mill, pp. 104-111. The term "secularism" was coined by his Owenite friend George Jacob Holyoake in 1851.

58 Mill, J.S., On Liberty, p. 102.

59 Mill, J.S., On Liberty, pp. 105-6.

60 Mill, J.S., On Liberty, p. 119.

61 Mill, J.S., On Liberty, p. 121.

62 Mill, John Stuart, An Examination of Sir William Hamilton's Philosophy (1865, 4th edn, 1872), pp. 580, 585.

63 Mill, J.S., Collected Works, vol. 9, p. 453.

64 Mill, J.S., Collected Works, vol. 8, p. 841 (Logic).

65 Mill, John Stuart, Utilitarianism (Parker, Son, and Bourne, 1863), p. 23.

66 Ryan, Allan, On Politics (London, Allen Lane, 2012), p. 708.

67 Haslam, C.J., A Defence of the Social Principles (1838), p. 8.

68 Holyoake, George Jacob, Rationalism (J. Watson, 1845), p. 42, quoted in Claeys, Gregory, ed., Owenite Socialism. Pamphlets and Correspondence (8 vols, London, Routledge, 2005), vol. 8, p. 323.

69 Bray, Charles, Phases of Opinion and Experience During a Long Life (Longmans, Green & Co., 1884), pp. 127-9, 149.

70 Bray, Charles, The Philosophy of Necessity (Longman, Green, Longman, & Roberts, 1863), pp. 422-23.

71 There is a brief discussion of his activities in Harrison, J.F.C., Robert Owen and the Owenites in Britain and America. The Quest for the New Moral World (London & New York, Routledge & Kegan Paul, 1969), pp. 237-8. A more full account is Craig, E.T., Memoir and In Memoriam of Henry Travis, M .D., English Socialist (Manchester, 1884).

72 Travis, Henry, Moral Freedom Reconciled with Causation (Longmans, Green & Co., 1865), pp. 16-17, 19, 30, 175. These arguments were restated in Free-Will and Law in Perfect Harmony (1868), which described Mill as "the representative Necessitarian of the present day" (p. 7), and was also critical of Mill's account in the Logic (p. 35). He wrote again on the subject in The End of the Free-Will Controversy (1875).

73 Bain, Alexander, On the Study of Character (Parker and Son, 1861), p. 13.

74 Harrison, J.F.C., Robert Owen and the Owenites in Britain and America, p. 243.

75 Rees, J.C., Mill and His Early Critics (University College, Leicester, 1956), p. 8.

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Gregory Claeys, « J. S. Mill's Owenite 'Incubus' Revisited:  »Revue d’études benthamiennes [En ligne], 23 | 2023, mis en ligne le 20 janvier 2023, consulté le 14 janvier 2025. URL : http://journals.openedition.org/etudes-benthamiennes/10328 ; DOI : https://doi.org/10.4000/etudes-benthamiennes.10328

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Professor Emeritus, University of London

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